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FINRA & Exam

Education Center
FINRA & Exam

MORE THAN 678,300 CUSTOMERS TRUST FINRA EXAM MASTERY

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FINRA Exam Training

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Function 1

Series 7 Exam: Function 1

558554
1325762
6 Lectures
Beginner
'FINRA Exam Mastery'

Series 7 Exam: Function 1

Module 1 covers the critical fundamentals of equity securities, including common and preferred stocks, rights, warrants, and RE...
Beginner
6 Lectures
5 hours
Members Only
Function 2

Series 7 Exam: Function 2

558554
1325763
0 Lectures
Beginner
'FINRA Exam Mastery'

Series 7 Exam: Function 2

Prepare for the Series 7 Exam with our specialized module focused on opening accounts after thoroughly evaluating customers’ fi...
Beginner
0 Lectures
5 hours
Members Only
Function 3

Series 7 Exam: Function 3

558554
1325761
0 Lectures
Beginner
'FINRA Exam Mastery'

Series 7 Exam: Function 3

Master the essential skills needed to excel in providing top-notch customer service and investment management. This module prep...
Beginner
0 Lectures
5 hours
Members Only
Function 4

Series 7 Exam: Function 4

558554
1325758
0 Lectures
Beginner
'FINRA Exam Mastery'

Series 7 Exam: Function 4

Prepare for the Series 7 Exam with our specialized module focused on managing and verifying transactions. Learn to obtain and v...
Beginner
0 Lectures
5 hours
'FINRA Exam Mastery'

Series 7 Exam: Module 1 Equity Securities

Understand the definition and types of securities, including equity and debt. Learn about common and preferred stock, dividends...
Beginner
56 Lectures
5 hours
Members Only
'FINRA Exam Mastery'

Series 7 Exam: Module 2 - Debt Securities

This course provides in-depth knowledge of debt securities, focusing on bonds, treasuries, and municipal securities. It equips ...
Beginner
143 Lectures
5 hours
'FINRA Exam Mastery'

Series 7 Exam: Module 3 Municipal Securities

This model focuses on understanding Municipal Securities, offering insights into tax-efficient investments like general obligat...
Beginner
0 Lectures
5 hours
Members Only
'FINRA Exam Mastery'

Series 7 Exam: Module 4 Options

This Options Course provides a comprehensive understanding of options trading, from basic concepts to advanced strategies. Lear...
Beginner
0 Lectures
5 hours
'FINRA Exam Mastery'

Series 7 Exam: Module 5 Customer Accounts

Model 5 covers the essentials of Customer Accounts, from opening new accounts and managing discretionary accounts to handling c...
Beginner
0 Lectures
5 hours
Members Only
'FINRA Exam Mastery'

Series 7 Exam: Module 6 Margin Accounts

Module 6: Advanced Strategies for Margin Accounts in the Series 7 Exam at Finra Exam Mastery equips traders and financial profe...
Beginner
0 Lectures
5 hours
'FINRA Exam Mastery'

Series 7 Exam: Module 7 Issuing Securities

Model 7: Issuing Securities focuses on the process of bringing new securities to market, a key area of the Series 7 Exam. Learn...
Beginner
0 Lectures
5 hours
'FINRA Exam Mastery'

Series 7 Exam: Module 8 Trading Securities

Module 8: Trading Securities provides essential knowledge for mastering the principles and regulations of securities trading, c...
Beginner
0 Lectures
5 hours

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Unlimited Courses

Welcome to our comprehensive options & Futures trading education program! We offer tailored learning experiences designed to cater to traders at different skill levels. Whether you’re just starting or looking to refine your expertise, we have resources to support your journey.

Objectives:

Introduction to Securities Licensing:

  • Learn the basics of securities licensing, including regulations, ethics, and core concepts of financial products.
  • Understand the difference between various FINRA exams and how they qualify you for roles like broker, adviser, or trader.
  • Gain insights into the factors that affect compliance, regulations, and how to navigate the securities industry.

Principle:

Learn the secrets of passing your FINRA exams, including regulatory rules, ethics, and exam strategies. Includes unique insights into real-world scenarios

1

FINRA Exam Preparation

FINRA Licensing Courses:

  • Series 7 Exam Course Securities trading, investment strategies, and regulations.
  • Series 6 Exam Course Mutual funds, variable contracts, and product sales.
  • Series 63 Exam Course State laws and securities regulations.
  • Series 65 Exam Course Advisory roles, ethics, and portfolio management.

What To Expect From FINRA Exam Mastery?

Comprehensive Coverage

Detailed lessons covering all key topics required for the FINRA exams.

Expert-Led Instruction

Learn from experienced professionals with deep industry knowledge and teaching expertise.

Interactive Quizzes

Test your understanding with quizzes designed to reinforce key concepts.

Practice Exams

Simulate the exam environment with full-length practice tests to track your progress.

Study Guides

Access comprehensive study guides that summarize essential information for easy review.

Continuous Updates

Stay current with the latest changes in FINRA regulations and exam content.

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