Have a question?
Message sent Close

Education Center
FINRA & Exam

Education Center
FINRA & Exam

MORE THAN 678,300 CUSTOMERS TRUST FINRA EXAM MASTERY

  Education Center
Series 28 – Module 12: Final Review and Practice Exam
Series 28 – Module 11: SEC, FINRA, and MSRB Regulatory Framework
Series 28 – Module 10: Ethics, Fraud Prevention, and Professional Conduct
Series 28 – Module 9: Handling Customer Funds and Securities Safeguards
Series 28 – Module 8: Business Continuity Planning (BCP) Essentials
Series 28 – Module 7: Managing Margin Accounts and Related Financial Controls
Series 28 – Module 6: Anti-Money Laundering (AML) Obligations for Operations Principals
Series 28 – Module 5: FOCUS Reports and Financial Statement Requirements
Series 28 – Module 4: Books, Records, and Regulatory Reporting Basics
Series 28 – Module 3: Customer Protection Rule Overview (SEC Rule 15c3-3)
Series 28 – Module 2: Net Capital Requirements for Introducing Broker-Dealers
Series 28 – Module 1: Introduction to Financial and Operations Responsibilities
Series 27 – Module 12: Final Review and Practice Exam
Series 27 – Module 11: Regulatory Framework – SEC, FINRA, MSRB, and Other Rules
Series 27 – Module 10: Ethics, Fraud Prevention, and Financial Integrity
Series 27 – Module 9: Risk Management and Business Continuity Planning (BCP)
Series 27 – Module 8: Handling Margin Accounts and Financing Activities
Series 27 – Module 7: Anti-Money Laundering (AML) Requirements for Financial Operations
Series 27 – Module 6: Supervision of Financial Controls and Internal Audits
Series 27 – Module 5: Regulatory Reporting – FOCUS Reports, Annual Audits, and More
Series 27 – Module 4: Books, Records, and Reporting Requirements
Series 27 – Module 3: Customer Protection Rule (SEC Rule 15c3-3)
Series 27 – Module 2: Broker-Dealer Financial Responsibilities and Net Capital Rules
Series 27 – Module 1: Introduction to Financial and Operations Supervision
Series 26 – Module 12: Final Review and Practice Exam
Next
Prev

Deep Dive Sessions

Insight Intensive Course

Learning Power Packs

Finra Exam Educations

Options Training

FINRA Exam Training

Members Only
Function 1

Series 7 Exam: Function 1

558554
1325810
6 Lectures
Beginner
'FINRA Exam Mastery'

Series 7 Exam: Function 1

Module 1 covers the critical fundamentals of equity securities, including common and preferred stocks, rights, warrants, and RE...
Beginner
6 Lectures
5 hours
Members Only
Function 2

Series 7 Exam: Function 2

558554
1325802
0 Lectures
Beginner
'FINRA Exam Mastery'

Series 7 Exam: Function 2

Prepare for the Series 7 Exam with our specialized module focused on opening accounts after thoroughly evaluating customers’ fi...
Beginner
0 Lectures
5 hours
Members Only
Function 3

Series 7 Exam: Function 3

558554
1325802
0 Lectures
Beginner
'FINRA Exam Mastery'

Series 7 Exam: Function 3

Master the essential skills needed to excel in providing top-notch customer service and investment management. This module prep...
Beginner
0 Lectures
5 hours
Members Only
Function 4

Series 7 Exam: Function 4

558554
1325798
0 Lectures
Beginner
'FINRA Exam Mastery'

Series 7 Exam: Function 4

Prepare for the Series 7 Exam with our specialized module focused on managing and verifying transactions. Learn to obtain and v...
Beginner
0 Lectures
5 hours
'FINRA Exam Mastery'

Series 7 Exam: Module 1 Equity Securities

Understand the definition and types of securities, including equity and debt. Learn about common and preferred stock, dividends...
Beginner
56 Lectures
5 hours
Members Only
'FINRA Exam Mastery'

Series 7 Exam: Module 2 - Debt Securities

This course provides in-depth knowledge of debt securities, focusing on bonds, treasuries, and municipal securities. It equips ...
Beginner
143 Lectures
5 hours
'FINRA Exam Mastery'

Series 7 Exam: Module 3 Municipal Securities

This model focuses on understanding Municipal Securities, offering insights into tax-efficient investments like general obligat...
Beginner
0 Lectures
5 hours
Members Only
'FINRA Exam Mastery'

Series 7 Exam: Module 4 Options

This Options Course provides a comprehensive understanding of options trading, from basic concepts to advanced strategies. Lear...
Beginner
0 Lectures
5 hours
'FINRA Exam Mastery'

Series 7 Exam: Module 5 Customer Accounts

Model 5 covers the essentials of Customer Accounts, from opening new accounts and managing discretionary accounts to handling c...
Beginner
0 Lectures
5 hours
Members Only
'FINRA Exam Mastery'

Series 7 Exam: Module 6 Margin Accounts

Module 6: Advanced Strategies for Margin Accounts in the Series 7 Exam at Finra Exam Mastery equips traders and financial profe...
Beginner
0 Lectures
5 hours
'FINRA Exam Mastery'

Series 7 Exam: Module 7 Issuing Securities

Model 7: Issuing Securities focuses on the process of bringing new securities to market, a key area of the Series 7 Exam. Learn...
Beginner
0 Lectures
5 hours
'FINRA Exam Mastery'

Series 7 Exam: Module 8 Trading Securities

Module 8: Trading Securities provides essential knowledge for mastering the principles and regulations of securities trading, c...
Beginner
0 Lectures
5 hours

Sign up now! Limited seats available!

Exclusive benefits await subscribers! Join America Options now for expert guidance, cutting-edge technology, and a supportive community. Subscribe today!

Unlimited Course Library

Unlimited Courses

Welcome to our comprehensive options & Futures trading education program! We offer tailored learning experiences designed to cater to traders at different skill levels. Whether you’re just starting or looking to refine your expertise, we have resources to support your journey.

Objectives:

Introduction to Securities Licensing:

  • Learn the basics of securities licensing, including regulations, ethics, and core concepts of financial products.
  • Understand the difference between various FINRA exams and how they qualify you for roles like broker, adviser, or trader.
  • Gain insights into the factors that affect compliance, regulations, and how to navigate the securities industry.

Principle:

Learn the secrets of passing your FINRA exams, including regulatory rules, ethics, and exam strategies. Includes unique insights into real-world scenarios

1

FINRA Exam Preparation

FINRA Licensing Courses:

  • Series 7 Exam Course Securities trading, investment strategies, and regulations.
  • Series 6 Exam Course Mutual funds, variable contracts, and product sales.
  • Series 63 Exam Course State laws and securities regulations.
  • Series 65 Exam Course Advisory roles, ethics, and portfolio management.

What To Expect From FINRA Exam Mastery?

Comprehensive Coverage

Detailed lessons covering all key topics required for the FINRA exams.

Expert-Led Instruction

Learn from experienced professionals with deep industry knowledge and teaching expertise.

Interactive Quizzes

Test your understanding with quizzes designed to reinforce key concepts.

Practice Exams

Simulate the exam environment with full-length practice tests to track your progress.

Study Guides

Access comprehensive study guides that summarize essential information for easy review.

Continuous Updates

Stay current with the latest changes in FINRA regulations and exam content.

Customer Feedback

Master Online Learning Today!

Explore expert-led courses, build practical skills, and join a global community—accessible anytime, anywhere to fit your schedule.
Shelf Wood

Online Learning Now In Your Fingertips

Lorem Ipsum is simply dummy text of the printing and typesetting industry. Lorem Ipsum has been the industry's standard dummy text ever since the 1500s, ...
Start now

Join 600,000+ FINRA Exam Mastery Students Today!

Join over 600,000 students successfully preparing for their FINRA exams online and achieving their certification goals with lifetime access and expert-led training.
Get Started
Skip to content