'FINRA Exam Mastery'
Instructor
Courses
Module 17: Other SEC and SRO Rules and Regulations
Members only
This module covers the vital rules and regulations established by the SEC and SROs, essential for financial professionals. You'll learn about broke...
Membership
Module 16: US Government and State Rules and Regulations
Members only
Module 16 focuses on U.S. government and state securities laws, essential for passing the Series 7 Exam. It covers key federal legislation, state r...
Membership
Module 15: Ethics, Recommendations, and Taxation
Members only
Module 15: Ethics, Recommendations, and Taxation offers a comprehensive understanding of ethical standards, investment suitability, risk analysis, ...
Membership
Module 14: Economics and Analysis offers a comprehensive exploration of market forces, economic policies, and analytical methods essential for the ...
Membership
Module 13: Direct Participation Programs
Members only
Module 13 provides an in-depth exploration of Direct Participation Programs (DPPs), focusing on the characteristics of limited partnerships, their ...
Membership
Module 12 focuses on variable annuities, an essential part of the Series 7 Exam. It covers different types of annuity contracts, purchasing methods...
Membership
Model 11: Retirement Plans covers everything you need to know about retirement planning, from IRAs to corporate pension plans. Master the contribut...
Membership
Model 10: Investment Company Products explores the structure, management, and marketing of investment companies, including mutual funds, ETFs, and ...
Membership