30-Day Plan with Daily FINRA Flashcard Sessions
- April 1, 2025
- Posted by: 'FINRA Exam Mastery'
- Category: Finance
🗓️ 30-Day FINRA Exam Study Plan with Daily Flashcard Sessions
Build Long-Term Retention & Confidence – One Day at a Time
Flashcards are a powerful tool for mastering FINRA exam content—especially for memorizing definitions, rules, suitability standards, and formulas. Here’s a 30-day study plan that integrates daily flashcard drills with smart topic rotation to prepare for exams like Series 7, 63, 65, or SIE.
📌 Plan Overview
- Daily Time Commitment: 30–45 minutes
- Structure:
- 10–15 minutes of new flashcards
- 15–20 minutes reviewing older cards (spaced repetition)
- Optional: 10–15 minutes of matching quiz or practice drill
Use digital flashcard tools (Anki, Quizlet, or finra-exam-mastery.com) for built-in spaced repetition and tracking.
🗂️ Week 1 – Foundations & Definitions
Goal: Lock in core terminology and regulatory concepts.
| Day | Focus Area | Flashcard Topics |
|---|---|---|
| 1 | SIE Basics | SEC, FINRA, SIPC, FDIC, Federal Reserve |
| 2 | Account Types | Cash vs. Margin, Individual vs. Joint |
| 3 | Order Types | Market, Limit, Stop, Stop-Limit |
| 4 | Regulatory Entities | MSRB, NASAA, CBOE |
| 5 | Types of Securities | Stocks, Bonds, Options, UITs |
| 6 | Trade Settlement & Dates | T+1, T+2, Same-day, Ex-dividend |
| 7 | Quiz & Reinforcement | Mixed review of Days 1–6 |
🧾 Week 2 – Products & Suitability
Goal: Understand investment products and who they fit best.
| Day | Focus Area | Flashcard Topics |
|---|---|---|
| 8 | Equities | Common, Preferred, Rights, Warrants |
| 9 | Debt Securities | Corporate, Municipal, Treasury |
| 10 | Options Basics | Calls, Puts, Premium, Breakeven |
| 11 | Suitability Concepts | Risk tolerance, Time horizon |
| 12 | Customer Objectives | Growth, Income, Preservation of capital |
| 13 | Annuities & Insurance Products | Fixed vs. Variable, Riders, Taxation |
| 14 | Quiz & Scenario Review | Mixed review of Days 8–13 |
📈 Week 3 – Rules, Regulations & Risks
Goal: Master legal concepts, compliance, and investor protections.
| Day | Focus Area | Flashcard Topics |
|---|---|---|
| 15 | Suitability Rules (Reg BI, KYC, CIP) | Reg BI, Form CRS, Customer ID |
| 16 | Federal Acts | 1933, 1934, Investment Co. Act of 1940 |
| 17 | State Securities Law (Blue Sky) | Series 63/65 concepts |
| 18 | Communication & Advertising Rules | Rule 2210, Retail vs Institutional |
| 19 | AML, Privacy, Cyber Rules | CTR, SAR, Reg S-P, Identity Theft Red Flags |
| 20 | Types of Risk | Systematic, Credit, Interest Rate |
| 21 | Quiz & Regulation Scenarios | Mixed regulation & risk review |
📊 Week 4 – Math, Strategy, and Review
Goal: Focus on formulas, ratios, and case-based questions.
| Day | Focus Area | Flashcard Topics |
|---|---|---|
| 22 | Key Formulas | Current yield, YTM, EPS, P/E, NAV |
| 23 | Options Strategies | Spreads, Straddles, Protective strategies |
| 24 | Margin Rules | Reg T, Maintenance, SMA, Long vs Short |
| 25 | Portfolio & Asset Allocation Concepts | Diversification, Beta, Alpha, Correlation |
| 26 | Taxes & Retirement Plans | 401(k), IRA, Roth, RMD, Capital Gains |
| 27 | Business Continuity & Ethics | BCP Rule 4370, Conflicts of Interest |
| 28 | Quiz: Mixed Calculations + Ethics | Timed flashcard review |
| 29 | Mock Flashcard Simulation | 75–100 rapid-fire mixed flashcards |
| 30 | Final Confidence Review | Go over incorrect cards only + cheat sheet |
🔁 Tips for Flashcard Success
- Say answers aloud to reinforce memory
- Use spaced repetition to revisit older cards
- Tag flashcards by difficulty so you can review weak areas
- Practice in short bursts throughout the day if needed (e.g., 5 min x 6 times)
- Pair with mini-quizzes to apply the knowledge under test conditions
🎓 Ready to Train Like a Pro?
At finra-exam-mastery.com, we offer pre-made flashcard decks, quizzes by topic, and a full 30-day study plan that helps you track progress day by day.
Memorize smarter. Recall faster. Pass with confidence.
Start your 30-day flashcard journey now.