90-Day Study Plan for the SIE Exam
- April 1, 2025
- Posted by: 'FINRA Exam Mastery'
- Category: Finance
🟦 90-Day Study Plan for the SIE Exam
Master the Securities Industry Essentials exam in 3 focused months.
The SIE exam is your entry point into the securities industry. With 75 multiple-choice questions and a 70% passing score, a 90-day plan offers the perfect balance of depth, flexibility, and retention—especially if you’re balancing work, school, or family obligations.
Here’s a structured 3-month study plan to help you succeed without stress:
📅 Month 1: Foundations and Familiarization (Days 1–30)
Goal: Understand all key concepts and lay the groundwork.
🔹 Weekly Breakdown:
| Week | Topics to Cover | Focus Areas |
|---|---|---|
| Week 1 | Overview of financial markets | Market participants, product types, SROs |
| Week 2 | Investment products | Stocks, bonds, mutual funds, derivatives |
| Week 3 | Regulatory framework | SEC, FINRA, MSRB, SIPC, registration rules |
| Week 4 | Business conduct rules | Communication, customer accounts, prohibited practices |
✅ Daily Target:
- 30–60 mins reading or video
- 10–15 quiz questions
- 1 mini-review session per week
📅 Month 2: Deep Learning + Practice (Days 31–60)
Goal: Reinforce understanding and start applying knowledge.
🔹 Weekly Breakdown:
| Week | Tasks |
|---|---|
| Week 5 | Revisit tough topics + suitability |
| Week 6 | Practice quizzes by topic (15–30 Qs daily) |
| Week 7 | Mix of review + timed topic quizzes |
| Week 8 | Simulated mini-exams (40–50 Qs) |
✅ Weekly Goal:
- Hit 70–75%+ on practice quizzes
- Start reviewing FINRA test outline
📅 Month 3: Final Review + Exam Readiness (Days 61–90)
Goal: Achieve test confidence and polish your timing.
🔹 Weekly Breakdown:
| Week | Tasks |
|---|---|
| Week 9 | Full-length practice exams (1–2) |
| Week 10 | Retarget problem areas |
| Week 11 | Timed quizzes + rest days |
| Week 12 | Final practice exam + mental prep |
✅ Practice Exam Target:
- Score 75%+ before exam day
- Focus on test strategy, time management, and confidence
🧠 Study Tools to Use Throughout
- Flashcards (Quizlet, Anki, or physical)
- Video lessons for complex topics (e.g., suitability, regulations)
- Progress tracker or study journal
- Mock exams to simulate test conditions
🎯 Bonus Tips
- Schedule your exam by Day 60–70 to stay accountable
- Use Sunday evenings to plan your week
- Take 1–2 rest days per week to prevent burnout
- Study in 25–45 minute blocks for better retention
🚀 Ready to Get Started?
Join the complete SIE prep program at
👉 finra-exam-mastery.com
Includes videos, quizzes, mock exams, cheat sheets, and lifetime access—perfect for this 90-day plan.
Slow and steady wins the license. Let’s go.