Do FINRA Exams Expire If You Don’t Use the License?
- April 1, 2025
- Posted by: 'FINRA Exam Mastery'
- Category: Finance
📝 Do FINRA Exams Expire If You Don’t Use the License?
📍 Posted on https://finra-exam-mastery.com
Yes—FINRA exam results can expire if you don’t actively use the license by associating with a FINRA-member firm. It’s important to understand how the validity period works so you don’t lose your credentials or have to retake the exam.
⏳ General Rule: 2-Year Validity Window
Once you pass a FINRA exam (such as Series 6, 7, 63, 65, or 66):
- You must become registered with a FINRA-member firm within 2 years
- If you leave your firm, you have 2 years from the termination date to find new employment and re-register
📌 If you don’t re-register within 2 years, your license expires, and you’ll have to retake the exam
🧾 What About the SIE Exam?
- The Securities Industry Essentials (SIE) exam is different
- It remains valid for 4 years after passing, even without firm sponsorship
- You can take the SIE without a job offer or firm affiliation
📘 Example Scenario
Exam Passed | Registered with Firm? | License Expires If Inactive After |
---|---|---|
Series 7 | Yes | 2 years |
Series 63 | Yes | 2 years |
Series 65 | Yes | 2 years |
SIE | Not required | 4 years |
🔄 Can You Extend the Time?
- No extensions are granted beyond the 2-year window
- The only way to maintain license validity is continued registration with a FINRA-member firm
🎓 Stay Active with Finra Exam Mastery
Our platform helps you:
✅ Understand how to stay in compliance
✅ Prepare for retakes if necessary
✅ Access lifetime resources even after you pass
👉 Start learning at https://finra-exam-mastery.com and protect your progress.
📘 Finra Exam Mastery – Helping you pass, stay licensed, and stay ready.