FINRA Confirms Remote Proctoring Expansion

🖥️ FINRA Confirms Remote Proctoring Expansion
More Flexibility for Candidates Taking Licensing Exams

In a major update for the securities licensing industry, FINRA has officially expanded its remote proctoring program, allowing more candidates to take exams like the SIE, Series 63, Series 65, and Series 66 from the comfort of their home or office.

This move follows successful pilot programs and reflects FINRA’s commitment to providing secure, flexible testing options across the country.

✅ What Exams Are Now Eligible for Remote Proctoring?

As of the latest update, the following exams can be taken online via remote proctoring:

• Securities Industry Essentials (SIE)
• Series 63 – Uniform Securities Agent State Law Exam
• Series 65 – Uniform Investment Adviser Law Exam
• Series 66 – Uniform Combined State Law Exam

Note: The Series 7 and other higher-tier qualification exams are still offered only at testing centers.

🧑‍💻 How Remote Proctoring Works

Remote proctoring is administered through Prometric’s ProProctor™ platform, allowing candidates to:

• Test from a private, quiet, and well-lit location
• Be monitored in real time by a live, remote proctor via webcam and microphone
• Follow the same rules and structure as in-person testing
• Use virtual check-in and identity verification

📋 Requirements to Qualify

To take an exam remotely, candidates must meet the following:

• A reliable internet connection
• A Windows or Mac computer (no tablets or Chromebooks)
• A functioning webcam and microphone
• A private space with no interruptions

FINRA recommends candidates complete a system check in advance using Prometric’s tools.

🔒 Security and Integrity

FINRA emphasizes that remote exams maintain the same security standards as test-center exams, including:

• Identity verification
• Browser lockdown
• Live proctor supervision
• Room scans

Violations of test rules may result in disciplinary action or a ban from future testing.

📅 Scheduling and Availability

• Candidates can schedule through FINRA’s Test Enrollment Services System (TESS)
• Remote appointments are offered 7 days a week, including evenings
• Rescheduling and cancellation policies mirror those of in-person exams

🎓 What This Means for You

Remote proctoring is a game-changer for candidates balancing work, family, or long commutes. It adds convenience without compromising exam integrity—ideal for:

• College students
• Career changers
• Professionals in remote areas
• Busy advisors preparing for additional licenses

📚 Start Preparing Today

At finra-exam-mastery.com, our prep courses are fully compatible with remote testing. Train in the same environment where you’ll take your test—online, focused, and on your terms.

Your exam. Your space. Your schedule. Get licensed—remotely.