FINRA Exam Format – What It Looks Like at the Center

🟦 Overview

If you’re preparing to take a FINRA licensing exam—such as the SIE, Series 7, or Series 66—understanding what to expect at the testing center can significantly reduce test-day anxiety. This guide explains the exact format, procedures, and environment at a FINRA-authorized testing center (typically Prometric).

🖥️ Testing Format Details

📋 Arrival and Check-In Process

• Arrive 30 minutes early to allow time for check-in.
• Present a valid, government-issued photo ID.
• You’ll sign in digitally and have your photo taken.
• Personal belongings must be stored in a locker (including phones, watches, and bags).
• You may be required to:
  • Turn out your pockets
  • Lift sleeves and pant legs
  • Undergo palm vein or fingerprint scanning

🧠 During the Exam

• You’ll be monitored at all times via cameras and test center staff.
• Noise-reduction headphones are available upon request.
• You may flag questions to return to them later.
• There is no penalty for guessing—answer all questions.
• Some questions may be experimental and not scored (you won’t know which).

📊 After the Exam

• Once submitted, your score report appears immediately.
• The report will indicate:
  • Pass or Fail
  • A breakdown by topic area
• You’ll receive a printed score sheet before leaving the center.
• Official results are also reported to FINRA and your sponsoring firm (if applicable).

✅ Final Tips

• Practice on platforms that simulate the real testing interface.
• Be familiar with time limits and pacing for your specific exam (e.g., 75 questions in 105 minutes for the SIE).
• Review key FINRA, SEC, and state rules based on your exam.