FINRA Rule Updates That Affect Licensing in 2025
- April 1, 2025
- Posted by: 'FINRA Exam Mastery'
- Category: Finance
FINRA Rule Updates That Affect Licensing in 2025
Published on https://finra-exam-mastery.com
🛠️ Key FINRA Rule Updates in 2025 Impacting Licensing Candidates
Each year, FINRA updates its rules and procedures to reflect regulatory developments, industry changes, and technology advancements. In 2025, several updates directly impact individuals preparing for or maintaining their securities licenses.
📋 1. New Continuing Education (CE) Requirements
As of January 1, 2025:
- Annual Regulatory Element training is now mandatory for all registered individuals, replacing the previous 3-year cycle.
- CE must be completed by December 31 each year to maintain registration status.
- Firms must track and report completion through FINRA Gateway.
📝 Implication: Failure to meet CE deadlines may result in inactive status or registration lapse.
📃 2. Requalification Period Extended to 7 Years (Maintaining Qualification Program)
- Formerly registered reps can now qualify for re-entry without retesting for up to 7 years (previously 2 years) through the MQP (Maintaining Qualifications Program).
- Participants must complete annual CE requirements to stay eligible.
- Applies to individuals who voluntarily left the industry.
🧠 Benefit: Greater career flexibility for those taking temporary breaks.
🖥️ 3. Expanded Use of Remote Exam Proctoring
- Remote testing remains available for the SIE, Series 6, Series 63, and Series 65 in 2025.
- FINRA is evaluating expansion to additional exams like Series 7 and 66 via secure remote platforms.
- Candidates must pass system checks and follow strict ID and environment protocols.
⚠️ Proctors now conduct more real-time checks and flag suspicious behavior faster.
🆕 4. Content Outline Updates: SIE, Series 7, Series 66
Several exams have seen updated content weightings and expanded focus areas, including:
- SIE: Emphasis on anti-money laundering (AML) and cybersecurity
- Series 7: Greater detail on Regulation Best Interest (Reg BI), margin rules, and structured products
- Series 66: Deeper treatment of investment adviser regulation and ethical conflicts
📌 Candidates should verify that their study materials are updated for 2025 exam blueprints.
💼 5. Filing & Registration System Enhancements
- FINRA Gateway has streamlined the Form U4 and U5 filing processes
- New dashboard tools provide real-time status updates, exam eligibility, and CE alerts for reps and firms
🔧 Faster updates and fewer errors = smoother onboarding and license maintenance.
📚 Stay Compliant and Prepared with Finra Exam Mastery
We track all rule changes and ensure our courses are:
- 📆 Updated for 2025 regulations
- 🎥 Video-based and easy to follow
- 🧪 Packed with practice exams and compliance drills
- ✅ Aligned with the latest content outlines
👉 Start or update your study path today at https://finra-exam-mastery.com
Stay ahead of regulatory change. Stay licensed. Stay competitive.