⏰ How Early Can You Take the SIE Exam?

The Securities Industry Essentials (SIE) Exam is designed to be your first step into the world of securities licensing — and the good news is, you can take it very early in your career, even before you’re employed by a firm.

Here’s exactly how early you can take the SIE and what you need to know about eligibility.

✅ Minimum Age to Take the SIE Exam

• There is no formal minimum age requirement, but:
  • You must be at least 18 years old to work in a securities-licensed role
  • Most candidates take the exam after high school or during college

🧾 Do You Need Sponsorship?

• No sponsorship is required to take the SIE Exam
• You can register as an individual candidate through FINRA’s Form U10
• This makes the SIE ideal for:
  • College students
  • Career changers
  • Job seekers preparing for the industry

🗓️ When Should You Take It?

• You can take the SIE before applying to jobs — it shows initiative to potential employers
• You can also take it while working toward a co-requisite exam like Series 6 or Series 7, which do require sponsorship
• The SIE is valid for 4 years once passed, giving you time to find the right role

🎓 Ideal Timing for Students

📥 Start Your SIE Journey Early

Taking the SIE early shows employers you’re serious about a career in finance — and gives you a head start in licensing.

👉 Register and start preparing at FINRA Exam Mastery