How Many Times Can You Retake FINRA Exams?

📘 How Many Times Can You Retake FINRA Exams?

FINRA allows candidates to retake qualification exams like the Securities Industry Essentials (SIE) and representative-level exams (e.g., Series 7, Series 6), but there are specific waiting periods between attempts.​

🔄 Retake Policy for FINRA Exams

• First and Second Attempts: If you fail the exam, you must wait 30 calendar days before retaking it.
• Third and Subsequent Attempts: After three failed attempts, you must wait 180 calendar days before retaking the exam. ​FINRA

These waiting periods apply to all FINRA qualification exams, including the SIE and representative-level exams.​FINRA

📆 Validity of Exam Results

• SIE Exam: Valid for four years from the date you pass. If you become employed by a FINRA-member firm during this period, you can use the SIE to qualify for representative-level exams without retaking it.
• Representative-Level Exams (e.g., Series 7): Valid for two years from the date you pass. If you do not obtain an approved registration within this period, the qualification will lapse, and you will need to retake the exam to qualify. ​FINRA+1Investopedia+1FINRA

📌 Key Points to Remember

• Unlimited Attempts: There is no limit to the number of times you can attempt a FINRA exam, provided you adhere to the waiting periods between attempts.
• Re-enrollment Required: After each failed attempt, you must re-enroll for the exam through your firm or the FINRA Test Enrollment Services System (TESS), and pay the associated exam fee.
• Continuous Improvement: Use each attempt as an opportunity to identify areas of weakness and focus your studies accordingly to improve your performance on subsequent attempts.​InvestopediaFINRA

If you need assistance with study materials or practice exams to prepare for your next attempt, consider exploring resources like finra-exam-mastery.com to enhance your preparation.