How Often Can You Retake the Series 6 Exam?
- April 1, 2025
- Posted by: 'FINRA Exam Mastery'
- Category: Finance
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🔁 How Often Can You Retake the Series 6 Exam?
If you don’t pass the Series 6 exam on your first attempt, you’re not alone — and you can retake the exam. However, FINRA has strict retake rules in place to ensure candidates have time to improve before trying again.
Here’s exactly what you need to know about Series 6 exam retake policies, waiting periods, and how to move forward with confidence.
📋 Series 6 Exam Retake Policy
Attempt Number | Retake Waiting Period |
---|---|
1st Failure → 2nd Attempt | 30 days |
2nd Failure → 3rd Attempt | 30 days |
3rd Failure or More | 180 days (6 months) after each failed attempt |
🛑 Key FINRA Rules to Remember
- You must wait 30 days after failing the first or second time.
- After your third failed attempt, the waiting period increases to 180 days.
- These rules apply per exam, meaning the wait resets for each separate FINRA exam you attempt.
- There’s no lifetime limit to the number of times you can take the Series 6, but waiting periods always apply.
🧠 What to Do If You Fail
- ✅ Request your performance report to identify weak areas
- 📚 Create a revised study plan focusing on missed topics
- 🧩 Take full-length practice exams and track score improvements
- 💬 Consider joining a study group or getting a tutor if you’re stuck
🧾 Retake Process: Step-by-Step
- 📤 Your firm (if sponsored) resubmits the Form U4
- 💳 You or your firm pays the $75 exam fee again
- 📅 Schedule your new exam date with Prometric after the required waiting period
- 🧠 Study smarter, not just longer — and aim to pass with confidence
📥 Study with Tools That Get You Across the Line
Every attempt teaches you something — but the next one should be your last. Prepare effectively and retake the Series 6 with renewed focus.
👉 Explore Series 6 prep materials at FINRA Exam Mastery