How to Choose the Right Series 63 Course

Choosing the right Series 63 course is a crucial step toward earning your Uniform Securities Agent State Law license and launching your career in securities sales. With so many online and in-person options, selecting the best prep course depends on your goals, experience, learning style, and budget.

1. Know What the Series 63 Covers

The Series 63 exam focuses on:

• State securities regulations (Blue Sky laws)
• Ethical business practices
• Agent registration and licensing requirements
• Fraudulent and prohibited practices

The exam is administered by FINRA but created by NASAA, and most states require a passing score for securities professionals, alongside the Series 6 or 7.

2. Match the Course Format to Your Learning Style

• Self-Paced Video Courses: Ideal for independent learners with a tight schedule.
• Live Online Classes: Great for learners who prefer structure, real-time interaction, and accountability.
• Printed Textbooks or PDFs: Best for learners who retain information through reading and note-taking.
• Apps & Flashcards: Perfect for on-the-go memorization and review.

Look for providers that combine multiple formats so you can reinforce concepts in different ways.

3. Look for Courses with Practice Exams

The best Series 63 courses include:

• Full-length mock exams simulating the real test
• Timed quizzes by topic
• Performance tracking dashboards
• Feedback on incorrect answers

A course that replicates exam conditions helps improve speed, confidence, and readiness.

4. Choose a Course Designed for FINRA Candidates

Some prep programs are too generic or outdated. Choose a Series 63 course that:

• Is updated for the latest NASAA outline
• Emphasizes testable content and high-yield topics
• Offers support from instructors or tutors

Verify the course covers realistic questions that reflect current exam trends.

5. Compare Providers Based on Results and Reviews

Before buying, compare courses based on:

• Pass rates and user testimonials
• Money-back guarantees
• Number of practice questions
• Length of access (30/90/180 days or lifetime)
• Bonus materials (flashcards, cheat sheets, audio)

Trusted names like Finra Exam Mastery, Kaplan, STC, and ExamFX offer proven content — but your choice depends on your budget and needs.

6. Don’t Overpay — Or Underprepare

Avoid overpriced bundles that include materials you won’t use. But also beware of free or ultra-cheap courses that skip essential content. Choose a well-reviewed course that provides:

• Clear study plans
• Flexible learning tools
• Realistic exam simulations

Final Tip

The right Series 63 course will not only help you pass — it will save you time, build confidence, and lay the foundation for future exams like Series 65 or 66.

At Finra Exam Mastery, our Series 63 course includes lifetime access, digital tools, practice exams, and expert support — all designed to help you pass on your first attempt.