How to Register for Any FINRA Exam (2025 Guide)

📝 How to Register for Any FINRA Exam (2025 Guide)

Whether you’re pursuing the Securities Industry Essentials (SIE), Series 6, Series 7, Series 24, Series 63, Series 65, or Series 66, the registration process varies based on your association with a FINRA-member firm. Here’s a comprehensive guide to help you navigate the registration process in 2025.​

👤 If You’re Not Affiliated with a FINRA-Member Firm

You can self-enroll for certain exams, such as the SIE, Series 63, 65, or 66, without firm sponsorship. Here’s how:​

1. Create an Account:
   • Visit the FINRA Enrollment Portal and create an account.​FINRA+2FINRA+2FINRA+2
2. Select Your Exam:
   • Choose the exam you wish to take.​
3. Pay the Exam Fee:
   • Fees vary by exam (e.g., SIE: $80, Series 63: $147, Series 65: $187, Series 66: $177).​NASA Aerospace Agency
4. Schedule Your Exam:
   • After enrollment, you’ll receive a 120-day window to schedule and take your exam at a Prometric test center.​FINRA+4FINRA+4NASA Aerospace Agency+4

Note: Ensure you meet any state-specific requirements for the Series 63, 65, or 66 exams.​NASA Aerospace Agency

🏢 If You’re Affiliated with a FINRA-Member Firm

For representative-level exams (e.g., Series 6, 7, 24), firm sponsorship is required. Follow these steps:​Investopedia

1. Firm Submits Form U4:
   • Your firm will file Form U4 through the Central Registration Depository (CRD) system.​FINRA+4FINRA+4NASA Aerospace Agency+4
2. Receive Enrollment Notification:
   • Once processed, you’ll receive an email with enrollment details and a 120-day window to schedule your exam.​NASA Aerospace Agency+1FINRA+1
3. Schedule Your Exam:
   • Use the provided instructions to schedule your exam at a Prometric test center.​FINRA+6FINRA+6NASA Aerospace Agency+6

Note: Ensure your firm has funded the necessary fees through their FINRA Flex-Funding Account.​innreg.com+4FINRA+4FINRA+4

🗓️ Scheduling Your Exam

After enrollment:​FINRA

• Schedule Promptly:
  • Visit Prometric’s FINRA Page to schedule your exam within the 120-day window.​Prometric
• Choose Your Testing Method:
  • Depending on the exam, you may have the option to test at a Prometric center or online.​FINRA
• Prepare for Exam Day:
  • Review the Exam Day Guidelines to ensure you’re ready.​FINRA

🔁 Retaking an Exam

If you don’t pass on your first attempt:​FINRA

• First and Second Attempts:
  • You must wait 30 days before retaking the exam.​FINRA+1Investopedia+1
• Third Attempt Onwards:
  • A 180-day waiting period applies after the third and subsequent attempts.​FINRA
• Re-enrollment:
  • You’ll need to re-enroll and pay the exam fee again.​

📌 Key Tips

• Use a Compatible Device:
  • For the best experience, use a Windows laptop or desktop when enrolling.​FINRA+3FINRA+3FINRA+3
• Check State Requirements:
  • For NASAA exams (Series 63, 65, 66), verify any additional state-specific requirements.​NASA Aerospace Agency
• Stay Informed:
  • Regularly check FINRA’s Registration Page for updates and resources.​FINRA

By following this guide, you can confidently navigate the FINRA exam registration process in 2025. Good luck on your journey to becoming a licensed securities professional!​