How to Schedule a FINRA Exam Retake

📘 How to Schedule a FINRA Exam Retake

If you’ve failed your FINRA exam, whether it’s the Series 6, Series 7, Series 65, or any other, you’ll need to follow specific steps to schedule a retake. Here’s what you need to know about how to schedule a FINRA exam retake.

🗓️ 1. Review FINRA’s Retake Policy

Before scheduling your retake, it’s important to understand FINRA’s retake policy, which specifies how soon you can attempt the exam again:

• First Fail: You must wait 30 days before retaking the exam.
• Second Fail: You must wait another 30 days.
• Third Fail or More: After failing three times, you must wait 180 days (6 months) before retaking the exam.

Make sure you’ve met the waiting period requirements before moving forward with scheduling.

💻 2. Log Into Your FINRA Account

To schedule your retake, you will need to use FINRA’s Web CRD (Central Registration Depository) system or Prometric (FINRA’s exam provider) platform.

Steps:

1. Go to FINRA’s website: Visit https://www.finra.org/.
2. Log in: Use your FINRA username and password to access your account. If you don’t have an account yet, you’ll need to create one.
3. Access the “Scheduling” Option: Once logged in, find the option to schedule or reschedule your exam in your “Exam Dashboard”.

📞 3. Contact Your Sponsoring Firm (If Applicable)

If you are taking a qualification exam like the Series 7 or Series 6, you likely need sponsorship from a FINRA-member firm. In this case, contact the Compliance or HR department at your sponsoring firm to ensure they have submitted the necessary forms for your retake.

They may need to:

• Submit a new Form U4 to initiate the retake process.
• Confirm your eligibility before FINRA allows you to schedule the retake.

🖥️ 4. Schedule Your Retake Through Prometric

FINRA uses Prometric as their exam provider for most exams. To schedule your exam retake, you will need to visit the Prometric website.

Steps to Schedule Through Prometric:

1. Visit Prometric’s Website: https://www.prometric.com/.
2. Create an Account or Log In: If you already have an account with Prometric, log in. If not, create one.
3. Select “Schedule an Exam”: Choose the FINRA exam you are retaking and select a convenient test center or opt for online proctoring if available.
4. Choose an Exam Date: After you select your exam, choose a date based on the availability in your region. Ensure you’ve met the minimum waiting period before scheduling.

💡 5. Confirm Your Exam Details

• Exam Location: Verify that the test center is convenient and accessible.
• Test Time: Double-check your exam date and time so that you’re fully prepared.
• Identification: Ensure you bring the required valid photo ID to the exam center.
• Payment: Confirm that any retake fees are paid, as some exams may require a fee for retakes.

📝 6. Prepare for Your Retake

Once your retake is scheduled, it’s time to focus on studying. Here are some steps to ensure you’re fully prepared:

• Review Your Score Report: Analyze the feedback from your previous attempt to identify weak areas.
• Create a Study Plan: Focus on your weak points, practice with mock exams, and reinforce key concepts.
• Take Breaks: Avoid burnout by giving yourself time to relax before the retake.

📞 7. Reach Out for Assistance

If you encounter any issues with scheduling or need additional support:

• FINRA Support: Reach out to FINRA’s customer support for any issues with your sponsorship or application.
• Prometric Support: If you’re having trouble scheduling via Prometric, contact their customer service for assistance with rescheduling.

🎯 Summary of Steps to Schedule a FINRA Exam Retake

1. Review FINRA’s retake policy and ensure you’ve waited the appropriate time.
2. Log into your FINRA account and contact your sponsoring firm (if applicable).
3. Access the Prometric website, log in, and schedule your exam.
4. Confirm your exam details (date, location, and identification).
5. Prepare for your retake by focusing on weak areas and studying consistently.

🚀 Ready for Your Retake?

Once you’ve scheduled your retake, focus on your study plan, practice exams, and improving your weak areas. With dedication, you’ll be ready to pass your next attempt.

👉 https://finra-exam-mastery.com/
Access study resources, practice exams, and more to help you succeed on your FINRA exam retake.