📅 How to Study for the SIE Exam in 30 Days

The Securities Industry Essentials (SIE) Exam is your gateway into the world of finance. With just 30 days to prepare, you’ll need a structured, disciplined study plan that balances concept mastery, practice questions, and review. Here’s how to make every day count—and walk into test day with confidence.

🎯 Week-by-Week Study Plan

🗓️ Week 1: Build Your Foundation

Goal: Understand the structure of the exam and grasp the core concepts.

• Review the SIE Content Outline from FINRA
• Study Chapters 1–4 of your prep materials (Markets, Products, Accounts, Economic Factors)
• Watch 1–2 video lessons per day
• Begin making flashcards for key terms
• Take short quizzes (10–15 questions) to reinforce daily learning

Focus Areas:

• Types of securities (stocks, bonds, mutual funds)
• Basic market structure (primary vs. secondary)
• Regulatory agencies (SEC, FINRA, SIPC)

🗓️ Week 2: Dive into Regulations and Risk

Goal: Master regulatory frameworks, ethical standards, and client interaction rules.

• Study Chapters 5–7 (Regulatory Framework, Communication Rules, Anti-Fraud Laws)
• Complete end-of-chapter quizzes and revisit flashcards
• Start using a question bank: aim for 20–30 questions per day
• Begin tracking your weak areas

Focus Areas:

• SEC vs. FINRA responsibilities
• Suitability and ethics
• Types of investment risks

🗓️ Week 3: Apply What You Know

Goal: Shift from content review to application and scenario-based learning.

• Take your first full-length practice exam under timed conditions
• Review all incorrect answers in detail
• Focus study sessions on weak areas identified in practice
• Continue using flashcards daily
• Read exam tips and test-taking strategies

Focus Areas:

• Customer accounts
• Trade settlement
• Prohibited activities and red flags

🗓️ Week 4: Final Review and Exam Readiness

Goal: Polish your knowledge and boost confidence.

• Take 2 more full-length exams (1 early in the week, 1 a few days before test day)
• Review your flashcards and quick notes
• Skim through each content area at least once
• Get 7–8 hours of sleep the night before the exam

Focus Areas:

• Ethics, compliance, and suitability scenarios
• High-yield formulas and definitions
• Test-day logistics (ID, location, arrival time)

📊 Tools That Help You Succeed

• SIE Exam Manual or Study Guide
• Online question bank with performance tracking
• Video lessons for visual learning
• Flashcard apps (Anki, Quizlet)
• Full-length simulated exams

📈 Daily Study Commitment

• 📖 60–90 minutes of focused study
• ❓ 20–40 practice questions
• 🧠 10–15 minutes reviewing flashcards
• 📝 Weekly practice exam (after Week 2)

✅ Start Your SIE Journey Today

Access a full 30-day SIE prep program with video lessons, quizzes, flashcards, and practice exams—everything you need to pass the first time.

Get started now at finra-exam-mastery.com