Is the Series 24 Open Book?

Is the Series 24 Exam Open Book?

No, the Series 24 exam is not open book.
You cannot bring in any notes, study materials, books, or reference sheets when you take the Series 24 General Securities Principal Exam.

Here’s what you need to know:

📚 Testing Rules for the Series 24

• Closed Book:
  • You must rely entirely on your memory, training, and understanding of regulations.
  • No reference materials are allowed during the exam.
• On-Screen Tools Provided:
  • A basic on-screen calculator
  • Access to a digital whiteboard for notes
  • A simple searchable rulebook may sometimes be available for certain questions, but you cannot rely on it to answer all questions.
• Prohibited Items:
  • Paper notes, textbooks, printed materials
  • Personal calculators
  • Cell phones or electronic devices

🛡️ What You Need to Memorize and Understand

The Series 24 covers a wide range of supervisory responsibilities, including:

• FINRA and SEC regulations
• Supervision of brokerage operations
• Investment banking rules
• Sales practice rules and ethical conduct
• Reporting requirements and disclosure rules

You’ll be expected to apply these regulations to real-world scenarios without any external reference.

🚀 Master the Series 24 Content with Confidence

Passing a closed-book exam like the Series 24 requires solid preparation, not just cramming facts. Our complete Series 24 prep course offers:

• Scenario-driven lessons
• Exam simulations that mirror the real testing environment
• Focused drills on supervisory decision-making

👉 Start Your Series 24 Prep at Finra Exam Mastery