Is There a Waiting Period Between Retakes?

Is There a Waiting Period Between Retakes of FINRA and NASAA Exams?
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Yes, there are mandatory waiting periods between retakes of FINRA and NASAA exams, including the Series 6, 7, 24, 63, 65, and 66. These waiting periods are designed to give candidates adequate time to prepare before attempting the exam again.​

⏳ FINRA Exam Retake Policy

For FINRA-administered exams (e.g., Series 6, 7, 24):​

• After the first and second failed attempts: You must wait 30 days before retaking the exam.
• After the third failed attempt and beyond: A 180-day (6 months) waiting period is required between each subsequent attempt.​Investopedia

These policies apply to all FINRA qualification exams, including the Securities Industry Essentials (SIE) exam. ​FINRA

📜 NASAA Exam Retake Policy

For NASAA exams (Series 63, 65, 66):​

• After the first failed attempt: A 30-day waiting period is required.
• After the second failed attempt: Another 30-day waiting period is required.
• After the third failed attempt and beyond: A 180-day waiting period is required between each subsequent attempt.​Investopedia

These waiting periods are specific to each exam and are based on the number of failed attempts within a two-year period. ​NASA Aerospace Agency

🗓️ Scheduling Your Retake

• Enrollment Window: After your firm reopens your exam window or you self-enroll, you’ll receive a new 120-day enrollment period to schedule your exam appointment.
• Booking the Exam: You can schedule your retake during the waiting period, but the exam date must be after the required waiting period has elapsed.​FINRA+3FINRA+3knopman.com+3

💡 Tips for Your Next Attempt

• Review Your Score Report: Identify areas where you need improvement.
• Adjust Your Study Plan: Focus on weaker topics and consider different study materials or methods.
• Practice Under Exam Conditions: Simulate the testing environment to build confidence and improve time management.​

📘 Need Help Preparing for Your Retake?
At FINRA Exam Mastery, we offer comprehensive courses and resources tailored to help you succeed on your next attempt.​

🎯 Stay focused. Prepare thoroughly. Pass confidently.