Recommended Reading for the Series 24 Exam

Recommended Reading for the Series 24 Exam
Published on finra-exam-mastery.com

📚 Study Smarter with the Right Materials
The Series 24 exam demands more than surface-level memorization—it requires a deep understanding of supervisory procedures, FINRA rules, and operational responsibilities. Choosing the right reading resources is critical to building the knowledge and confidence you need to pass.

Here’s a list of highly recommended reading materials to structure your Series 24 preparation effectively.

📘 1. Official FINRA Series 24 Content Outline

• Available directly from finra.org
• Lists every topic tested and provides a blueprint for how questions are distributed
• Essential for building your study plan around the real exam priorities

📘 2. Series 24 Exam Preparation Textbooks
Top providers for comprehensive exam manuals:
✔️ Kaplan Series 24 License Exam Manual – Clear explanations, strong examples, practice questions at the end of each chapter
✔️ STCUSA Series 24 Study Manual – Very detailed, excellent for supervisory and operational rule breakdowns
✔️ Pass Perfect Series 24 Complete Guide – Known for deep-dive material, especially useful for difficult topics like net capital rules and syndicate operations

📘 3. FINRA Rulebook Highlights
While you don’t need to read every FINRA rule line-by-line, focus on key areas:

• FINRA Rule 2210 – Communications with the public
• FINRA Rule 3110 – Supervision requirements
• FINRA Rule 4510 – Books and records requirements
• FINRA Rule 5130 – Restrictions on IPO allocations
  Summarized versions are sufficient unless you want extra technical depth.

📘 4. Securities Acts Summaries
A quick reference for:

• Securities Act of 1933 (primary market regulations)
• Securities Exchange Act of 1934 (secondary market and SEC creation)
• Investment Company Act of 1940 (mutual fund oversight)
• Insider Trading Enforcement Acts (supervisory liability)

Focus on major provisions, exemptions, and penalties.

📘 5. Practice Exams and Question Banks
Use high-quality question banks from trusted providers that mirror the real exam’s style.
Look for packages that offer:

• Full-length exams (150 questions)
• Timed practice modes
• Detailed explanations for each answer choice

Recommended sources:

• Kaplan QBank
• STC Practice Exams
• Pass Perfect’s Simulated Exams

🧠 Study Tip
Use reading material actively: highlight, annotate, summarize, and link rules to real supervisory scenarios. Passive reading isn’t enough at the principal level.

🎯 Ready to Lead with Confidence?
Get organized, study efficiently, and approach the Series 24 exam with a complete plan built around the right materials.

🔗 Find expert-led courses, reading checklists, and targeted practice at finra-exam-mastery.com