Series 24 Eligibility for International Candidates
- April 1, 2025
- Posted by: 'FINRA Exam Mastery'
- Category: Finance
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🌍 Series 24 Eligibility for International Candidates
The Series 24 – General Securities Principal Exam is designed for individuals aiming to supervise and manage various aspects of a broker-dealer’s operations. While international candidates are eligible to take the Series 24 exam, there are specific requirements and considerations to be aware of.
✅ Eligibility Requirements
To sit for the Series 24 exam, candidates must:
- Be Associated with a FINRA Member Firm or Self-Regulatory Organization (SRO)
International candidates must secure sponsorship from a FINRA member firm or another applicable SRO. This association is mandatory for all candidates, regardless of their country of residence. - Hold a Qualifying Representative-Level Registration
Before registering for the Series 24 exam, candidates must have passed one of the following exams:- Series 7 – General Securities Representative
- Series 17 – United Kingdom Module of Series 7
- Series 37 or 38 – Canada Module of Series 7
- Series 57 – Securities Trader Representative
- Series 62 – Corporate Securities Limited Representative
- Series 79 – Investment Banking Representative
- Series 82 – Private Securities Offerings Representative FINRAFINRA+7SEC+7FINRA+7innreg.com+4FINRA+4FINRA+4wagnerlawgroup.com+5FINRA+5FINRA+5
- Pass the Securities Industry Essentials (SIE) Exam
The SIE exam is a corequisite for all representative-level exams. International candidates must pass the SIE exam before or in conjunction with their representative-level exam.
🌐 Considerations for International Candidates
- Sponsorship Requirement: Securing sponsorship from a U.S.-based FINRA member firm can be challenging for international candidates. It’s essential to establish a relationship with such a firm willing to sponsor your registration.
- Testing Locations: The Series 24 exam must be taken at an approved Prometric testing center. While Prometric has centers worldwide, availability may vary by country. Candidates should verify the availability of the exam in their region.
- Regulatory Compliance: Even if you pass the Series 24 exam, your ability to function in a principal capacity may be subject to local regulations in your country of residence. Ensure you understand both U.S. and local regulatory requirements.
📋 Summary
| Requirement | Details |
|---|---|
| Sponsorship | Must be associated with a FINRA member firm or applicable SRO |
| Prerequisite Exams | Pass SIE and one qualifying representative-level exam (e.g., Series 7) |
| Testing Location | Prometric test centers (availability varies by country) |
| Regulatory Considerations | Compliance with both U.S. and local regulations is necessary |
📥 Next Steps
If you’re an international candidate aiming to take the Series 24 exam:
- Secure Sponsorship: Reach out to FINRA member firms to explore sponsorship opportunities.
- Fulfill Prerequisites: Ensure you’ve passed the SIE and a qualifying representative-level exam.
- Schedule Your Exam: Locate a Prometric testing center in your region and schedule the exam.
For comprehensive study materials and guidance, visit: