Series 24 Mock Exam – Free Trial

🧾 Series 24 Mock Exam – Free Trial
📘 Test Your Knowledge of FINRA Supervisory Principles – Free Access Sample

Thinking about taking the Series 24 exam? Before diving into full study mode, challenge yourself with a free mock exam trial designed to reflect the structure and complexity of the real test. The Series 24, or General Securities Principal Qualification Exam, tests your ability to supervise broker-dealer operations, including compliance, underwriting, and sales supervision.

🎯 About the Mock Exam

• Format: 10 free questions (sample set from full-length mock)
• Time: 20 minutes (2 minutes per question)
• Topics Covered:
  • Supervision of Investment Banking
  • Customer Account Supervision
  • Regulatory Framework
  • Trading and Market Making
  • Sales Practices and Communications

🔢 Sample Questions Preview

1. A principal reviews a retail communication containing performance data. What must be true before it is used with the public?
A) It must be filed with FINRA within 10 days of first use
B) It must be approved by a designated registered principal before use
C) It must include pre-approval from the SEC
D) It may be used without approval if used with institutions only

✅ Correct Answer: B

2. A registered rep sends a client research on a new underwriting before the effective date. What’s this considered?
A) Permissible as long as it includes a legend
B) A tombstone ad
C) A violation of the quiet period
D) A preliminary prospectus

✅ Correct Answer: C

3. Who is responsible for the firm’s written supervisory procedures (WSPs)?
A) FINOP
B) General Securities Representative
C) Designated Supervisory Principal
D) Registered Options Principal

✅ Correct Answer: C

📊 Performance Feedback (on full version)

When you complete the full-length exam, you receive:

• A category-by-category breakdown
• Highlighted weak areas
• Suggested follow-up lessons

🎓 Want to unlock the full Series 24 prep suite?
✅ Full-length mock exams
✅ Topic-specific practice modules
✅ Downloadable summaries and rule charts
✅ Real exam simulation platform

👉 Start now at https://finra-exam-mastery.com – No credit card required for trial.

Master the rules. Own the exam. Become a registered principal.