Series 24 Study Plan: 4-Week and 6-Week Options

🧾 Series 24 Study Plan: 4-Week and 6-Week Options
📘 Structured Plans to Pass the Series 24 Exam with Confidence

The Series 24 (General Securities Principal Exam) is a management-level FINRA exam that requires deep knowledge of supervision, compliance, and operations in a broker-dealer environment. Whether you have limited time (4 weeks) or want a paced schedule (6 weeks), these plans break it down clearly with weekly goals and key milestones.

📆 4-Week Accelerated Plan (Approx. 2–3 Hours/Day)

Week 1 – Foundations and Regulations

• Focus Areas:
  • Supervision of Registration of Broker-Dealer Personnel
  • Regulatory Framework (SEC, FINRA, MSRB)
• Action Steps:
  • Read 2–3 chapters/day from your prep provider (Kaplan, STC, etc.)
  • Watch core videos on rules & SROs
  • Begin flashcard creation
• Practice: 30–40 quiz questions/day

Week 2 – Customer Accounts, Communications, and Trading

• Focus Areas:
  • Customer accounts and suitability
  • Communications with the public
  • Order handling and trade reporting
• Action Steps:
  • Drill scenarios related to suitability, advertising rules, and order types
  • Begin taking timed quizzes by topic
• Practice: 300–400 questions total this week

Week 3 – Supervision and Margin

• Focus Areas:
  • Supervision of General Trading and Margin
  • Supervision of Investment Banking and Underwriting
• Action Steps:
  • Map supervision flowcharts (who oversees what?)
  • Review margin calculations
  • Take 2 full-length practice exams under timed conditions

Week 4 – Final Review and Exam Readiness

• Focus Areas:
  • Weak topic review (based on your quiz analytics)
  • Ethics and disciplinary actions
• Action Steps:
  • Take 3 full-length timed exams
  • Review every mistake in depth
  • Final review of flashcards and condensed notes
• Practice: 500+ cumulative questions this week

📆 6-Week Standard Plan (Approx. 1.5–2 Hours/Day)

Week 1 – Overview + Regulatory Basics

• Chapters 1–3: Regulatory agencies, registration rules
• Create a regulation-focused flashcard set

Week 2 – Communications + Customer Account Rules

• Dive into rules around social media, advertising, and account types
• Take quizzes on FINRA Rule 2210 and account supervision

Week 3 – Trading Supervision

• Order types, order handling, market making, and execution reports
• Practice ticket review scenarios and trade error reporting

Week 4 – Underwriting and Investment Banking

• Follow process from new issue to secondary offering
• Study green shoe clauses, syndicate breakdowns, and disclosures

Week 5 – Margin + Supervisory Responsibilities

• Focus on:
  • Margin requirements (Reg T, house, maintenance)
  • OSJ supervision, branch office duties
• Take 2 practice exams this week

Week 6 – Final Review + Practice Exams

• Review all flashcards, missed topics, and case studies
• Take at least 3 full-length exams under timed conditions
• Focus on score improvement and pacing

✅ Pro Tips for Both Plans

• Use FINRA Rule outlines as your checklist
• Don’t underestimate communications and supervision questions—they’re highly weighted
• Score above 80% on practice exams before scheduling your test
• Track weak topics with a simple error log spreadsheet

🎓 Need practice exams and video walkthroughs?
Access expert tools, memory aids, and prep guidance at
👉 https://finra-exam-mastery.com

Plan smart. Review actively. Pass with confidence.