📝 Series 6 Exam Practice Test – Try Now

Ready to test your Series 6 knowledge? Practicing with realistic questions is one of the best ways to prepare for the Investment Company and Variable Contracts Products Representative Exam (Series 6). This short sample test is designed to reflect the format, difficulty level, and content areas you’ll encounter on the actual exam.

Use it to identify strengths, pinpoint weak spots, and sharpen your test-day strategy.

📚 Sample Series 6 Practice Questions

Question 1

Which of the following products may be sold by a Series 6 registered representative?
A. Individual stocks
B. Municipal bonds
C. Variable annuities
D. Options contracts
✅ Correct Answer: C. Variable annuities

Question 2

Which of the following documents must be delivered to a customer purchasing a mutual fund?
A. Final prospectus
B. Summary of performance
C. Statement of additional information
D. Quarterly report
✅ Correct Answer: A. Final prospectus

Question 3

A customer invests $10,000 in a mutual fund with a 5% front-end load. How much of the investment goes toward purchasing shares?
A. $9,500
B. $10,000
C. $9,000
D. $10,500
✅ Correct Answer: A. $9,500

Question 4

Which of the following is true regarding a 1035 exchange of annuities?
A. It is always tax-free
B. It is not allowed between variable annuities
C. It defers tax liability if done properly
D. It resets the surrender charge period
✅ Correct Answer: C. It defers tax liability if done properly

Question 5

Under FINRA rules, mutual fund sales charges must be disclosed:
A. Only upon request
B. After the trade has settled
C. At or before the time of sale
D. Only if the client asks for the prospectus
✅ Correct Answer: C. At or before the time of sale

📊 What This Practice Test Covers

• Mutual funds
• Variable annuities
• 1035 exchanges
• Prospectus and disclosure rules
• Regulatory compliance

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