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FINRA Exam > Blog > Finance > Series 6 License for Insurance Professionals

Series 6 License for Insurance Professionals

  • April 1, 2025
  • Posted by: 'FINRA Exam Mastery'
  • Category: Finance
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Series 6 License for Insurance Professionals
Published on finra-exam-mastery.com

📘 What Is the Series 6 License?
The Series 6 license, officially known as the Investment Company and Variable Contracts Products Representative Qualification Examination, is administered by the Financial Industry Regulatory Authority (FINRA). It authorizes individuals to sell specific investment products, including:​Investopedia+7Investopedia+7FINRA+7Insurance Business+4Investopedia+4Investopedia+4

💼 Why Insurance Professionals Should Consider the Series 6 License
For insurance agents, obtaining the Series 6 license offers several advantages:​

  1. Expanded Product Offerings: With this license, agents can offer clients a broader range of financial products, enhancing service capabilities.​AgentSync
  2. Increased Earning Potential: Access to commission-based investment products can lead to higher income opportunities.​FINRA+12Securities Training Corporation+12Investopedia+12
  3. Career Advancement: Holding a Series 6 license can open doors to roles in financial planning and investment advising.​
  4. Enhanced Credibility: Demonstrating proficiency in both insurance and investment products builds trust with clients.​

📝 Steps to Obtain the Series 6 License

  1. Pass the Securities Industry Essentials (SIE) Exam: This foundational exam covers basic securities industry knowledge.​
  2. Secure Sponsorship: You must be sponsored by a FINRA-member firm to take the Series 6 exam.​Investopedia+5Securities Training Corporation+5Kaplan Financial+5
  3. Pass the Series 6 Exam: The exam consists of 50 multiple-choice questions, with a 90-minute time limit. A passing score is 70%.​
  4. Register Your License: Upon passing, register your license with FINRA through your sponsoring firm. ​Insurance Business+3Investopedia+3Kaplan Financial+3

📚 Continuing Education Requirements
To maintain the Series 6 license, FINRA mandates:​Insurance Business

  • Regulatory Element: Completion of a computer-based training session two years after initial registration and every three years thereafter.​Insurance Business
  • Firm Element: Participation in annual training programs provided by your broker-dealer. ​

🎯 Conclusion
For insurance professionals aiming to broaden their service offerings and enhance their careers, the Series 6 license is a valuable credential. It enables the sale of various investment products, meeting the diverse needs of clients and positioning agents as comprehensive financial advisors.​Insurance Business+1AgentSync+1

🔗 Begin your preparation today at finra-exam-mastery.com.

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