🧾 Series 66 Exam Cheat Sheet – Free PDF

Studying for the Series 66 exam can be overwhelming, but having a clear, concise reference guide can make all the difference. That’s why we’ve created a free downloadable PDF cheat sheet with the most essential concepts, formulas, and definitions you need to know to pass.

Use this quick-access tool to reinforce key topics, review before test day, and stay sharp on the go.

📘 What’s Inside the Cheat Sheet?

• 📊 Key Regulatory Bodies
  • SEC, NASAA, FINRA – roles and responsibilities
  • Federal vs. state authority distinctions
• 🔒 Types of Advisers & Registration
  • Federal vs. state-registered investment advisers (RIAs)
  • Broker-dealer vs. investment adviser duties
• 💼 Fiduciary Duty and Ethics
  • Prudent investor rule
  • Disclosure of conflicts
  • Soft dollar arrangements
• 🧮 Essential Formulas
  • Total Return = (Ending Value – Beginning Value + Income) ÷ Beginning Value
  • Current Yield = Annual Income ÷ Market Price
  • Price-to-Earnings Ratio = Market Price ÷ EPS
• 💡 Investment Vehicles Overview
  • Mutual funds, ETFs, UITs, REITs
  • Options, futures, and alternative investments
• ⚖️ Suitability and Client Profiles
  • Risk tolerance levels
  • Time horizons
  • Investment objectives matching
• 📑 Forms You Must Know
  • ADV Part 1 and Part 2
  • U4, U5, and CRD system
• 📈 Economic Indicators & Market Cycles
  • Leading, lagging, and coincident indicators
  • Phases of the business cycle

🖱️ How to Get It

Download the full PDF cheat sheet now and keep it by your side as you study. It’s formatted for easy printing and mobile use — ideal for last-minute reviews and quick refreshers.

🎓 Ready to boost your Series 66 prep with expert tools?
Download your free cheat sheet PDF now at finra-exam-mastery.com and explore our full library of courses, simulations, and exam strategies – built for serious candidates like you.