Series 66 Study Guide – Free Resource

📘 Series 66 Study Guide – Free Resource

The Series 66 exam is a powerful gateway for professionals seeking to become both securities agents and investment adviser representatives. But preparing for it can be overwhelming without a clear roadmap. That’s why we’ve created a free Series 66 Study Guide — built to give you a focused, structured, and simplified path to success.

📊 What’s Inside the Study Guide?

✅ Economic Factors and Business Information
Covers the fundamental economic principles that impact investment markets — including interest rates, inflation, monetary and fiscal policy, and types of business cycles.

✅ Investment Vehicle Characteristics
Breaks down the key features of different investment products: equities, fixed income, mutual funds, exchange-traded funds (ETFs), insurance-based products, alternative investments, and more.

✅ Client Investment Recommendations and Strategies
Teaches how to assess client needs and align them with suitable strategies. Topics include risk profiling, asset allocation, tax implications, and time horizon considerations.

✅ Laws, Regulations, and Guidelines
Focuses on the Uniform Securities Act (USA), ethical business practices, fiduciary duty, registration requirements, disciplinary actions, and regulatory authorities (NASAA, SEC, and state regulators).

🧠 How This Study Guide Helps You

🔹 Acts as a condensed version of what matters most on the exam
🔹 Helps you identify your weak areas quickly
🔹 Complements any test prep method or study plan
🔹 Saves you time by avoiding unnecessary distractions

Whether you’re studying full-time or balancing exam prep with work, this guide will help you stay focused and organized.

👥 Who Is This Guide For?

• Candidates combining the Series 7 and Series 66 for advisory roles
• Professionals upgrading from a Series 6/63 path
• Financial advisors and planners expanding their licensing
• Career changers entering the investment advisory field

🚀 Download Your Free Study Guide

Access your free Series 66 Study Guide and explore our complete FINRA licensing prep library — including Series 7, Series 63, and Series 65 — at:
👉 finra-exam-mastery.com