SIE Exam Technical Requirements Updated for Remote Testing
- April 1, 2025
- Posted by: 'FINRA Exam Mastery'
- Category: Finance
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To take the Securities Industry Essentials (SIE) Exam remotely via online proctoring, you must ensure your system meets specific technical requirements and adhere to FINRA’s testing protocols. Here’s a comprehensive guide to help you prepare:
💻 System Requirements
Ensure your computer meets the following specifications:
- Operating System: Windows 10 or 11 (MacOS Ventura 13.x is not supported) FINRA
- Processor: Intel Core i3 or equivalent
- RAM: At least 4 GBFINRA
- Browser: Google Chrome (latest version) or Microsoft Edge (latest version)
- Internet Speed: Minimum 2 Mbps download and 2 Mbps uploadFINRA
- Webcam: Built-in or external camera capable of 360-degree rotationFINRA
- Microphone: Functional built-in or external microphoneFINRA
- Software: Download and install the ProProctor application from Prometric’s website FINRA+1FINRA+1
🛠️ Pre-Test Setup
- System Check: Run the system readiness check at least one day before your scheduled test to ensure compatibility.FINRA+1FINRA+1
- Environment Preparation: Clear your testing area of any unauthorized materials.FINRA
- Camera Setup: Position your camera to provide a 360-degree view of your workspace.FINRA
- Mirror Requirement: If using a built-in laptop camera, place a large mirror to reflect areas not visible to the camera.FINRA
🧑⚖️ Testing Protocols
- Room Alone: Ensure no one else is present in the room during the exam.FINRA
- Personal Items: Remove all personal items from the testing area before starting the exam.FINRA
- Breaks: Unscheduled breaks are not permitted.FINRA+3FINRA+3FINRA+3
- Conduct: Adhere to FINRA’s Rules of Conduct, including no cheating, unauthorized assistance, or disclosure of exam content. FINRA
📅 Scheduling Your Exam
- Eligibility: You must have an open enrollment window for the SIE Exam.
- Scheduling: Use Prometric’s scheduling page to book your exam.FINRA+3FINRA+3FINRA+3
- Rescheduling: If you need to reschedule, do so at least 10 business days in advance to avoid fees. FINRA+1FINRA+1
For detailed instructions and additional resources, visit FINRA’s official pages:
If you need further assistance or have specific questions, feel free to ask!