Top Tips to Pass the Series 66 Exam
- April 1, 2025
- Posted by: 'FINRA Exam Mastery'
- Category: Finance
📝 Top Tips to Pass the Series 66 Exam
📍 Posted on https://finra-exam-mastery.com
The Series 66 Exam is a powerful license that combines both the Series 63 and Series 65 content, qualifying candidates to act as both securities agents and investment adviser representatives. With a solid strategy and the right preparation, you can pass the first time. Here are the top tips to help you succeed.
📚 1. Know What’s on the Exam
The Series 66 exam covers four key content areas:
- Economic Factors and Business Information (20%)
- Investment Vehicle Characteristics (20%)
- Client Investment Recommendations and Strategies (30%)
- Laws, Regulations, and Guidelines (30%)
👉 Focus heavily on ethics, suitability, and fiduciary responsibilities—these are heavily tested.
📆 2. Set a 4–6 Week Study Plan
- Study at least 1–2 hours a day, 5 days a week.
- Allocate more time to laws and regulations, where most test-takers struggle.
- Finish your review at least one week before the exam so you can focus on practice exams.
🧠 3. Don’t Skip the SIE or Series 7 Review
The Series 66 assumes you have already passed the Series 7, so it won’t re-teach core securities concepts.
🟢 Tip: If you’re rusty on investment products or trading rules, brush up on those first.
📝 4. Take Practice Exams—A Lot
- Use at least 4–6 full-length practice exams.
- Aim to consistently score 80% or higher before scheduling the real test.
- Review your wrong answers and retest weak areas.
💡 5. Focus on Concepts, Not Memorization
The Series 66 tests application, not just definitions. You’ll need to understand:
- How laws apply in real-world scenarios
- How to compare investment products
- How to build a suitable investment strategy for a client profile
🧘 6. Prep Your Mindset the Night Before
- Get a full night of sleep
- Don’t cram—do a light review of summary notes only
- Have your ID and materials ready, and know your test center or online check-in procedures
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✅ Detailed lessons and summaries
✅ Practice quizzes after every topic
✅ Full-length practice exams
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