What Is the Series 6 Exam? A Beginner’s Guide
- April 1, 2025
- Posted by: 'FINRA Exam Mastery'
- Category: Finance
📝 What Is the Series 6 Exam? A Beginner’s Guide
📍 Posted on https://finra-exam-mastery.com
If you’re looking to become a licensed financial professional who sells investment products like mutual funds, variable annuities, or 529 plans, the Series 6 Exam is your entry point. Here’s everything a beginner needs to know about this essential securities license exam.
🎯 What Is the Series 6 Exam?
The Series 6, officially called the Investment Company and Variable Contracts Products Representative Exam, is a FINRA-administered qualification exam. It’s required if you want to sell certain packaged securities.
🏦 What Can You Do with a Series 6 License?
With a Series 6 license, you are authorized to sell:
✅ Mutual funds
✅ Variable annuities
✅ Unit investment trusts (UITs)
✅ 529 college savings plans
✅ Insurance products with securities components
You cannot sell stocks, options, or municipal bonds—those require other licenses like Series 7.
🧪 Exam Overview
- Format: Multiple-choice
- Questions: 50 scored questions (+5 unscored)
- Time Limit: 90 minutes
- Passing Score: 70%
- Cost: $75 (exam only; SIE required separately)
- Prerequisite: You must also pass the Securities Industry Essentials (SIE) Exam
📚 What Topics Are Covered?
The Series 6 exam is divided into four main functions:
- Seeks Business for the Broker-Dealer (12%)
- Opens Accounts (17%)
- Provides Information and Investment Recommendations (50%)
- Processes Transactions (21%)
You’ll need to understand investment products, tax implications, suitability rules, and regulatory compliance.
👔 Who Takes the Series 6 Exam?
This exam is ideal for:
- New financial advisors
- Insurance agents expanding into investment products
- Bank representatives offering mutual funds and annuities
- Anyone seeking a limited securities license in financial services
📈 What’s the Career Path After Series 6?
Series 6 is often the first step in a career as a:
- Financial advisor
- Insurance-licensed representative
- Mutual fund sales rep
Many professionals later go on to pursue Series 63, Series 65, or Series 7 depending on their career goals.
🎓 Ready to Start Preparing?
Our Series 6 Exam Mastery Course includes:
✅ Lifetime access
✅ In-depth lessons
✅ Practice exams
✅ Real-world examples
✅ Expert guidance every step of the way
👉 Get started now at https://finra-exam-mastery.com and take your first step into the world of securities licensing.
📘 Finra Exam Mastery – Built to help you pass. Ready when you are.