What to Expect on Series 24 Exam Day

🟦 What to Expect on Series 24 Exam Day

The Series 24 exam, or General Securities Principal Qualification Exam, is a significant milestone for anyone pursuing a supervisory role in the financial industry. Administered by FINRA through Prometric testing centers, this exam requires strong preparation—not only academically but also logistically. Here’s what to expect on the day of your Series 24 exam:

🕗 Check-In and Arrival

• Arrival Time: Plan to arrive at least 30 minutes early to complete the required security and check-in procedures.
• Identification Required: Bring a valid, government-issued photo ID that matches the name on your test registration.
• Personal Belongings: All personal items (phones, wallets, watches, bags) must be placed in a secure locker outside the exam room.

🛡️ Security Procedures

You’ll go through strict security screening, including:

• Metal detector wand scan
• Pocket check – You’ll need to turn your pockets inside out
• Eyewear and sleeves inspection
• Palm vein scan and digital signature
• Photo capture for identification

These steps ensure a secure testing environment and must be completed before each re-entry if you take an unscheduled break.

🧑‍💻 Inside the Testing Room

• Computer-Based Exam: The Series 24 is administered via a secure computer system.
• Supplies Provided: You’ll receive a whiteboard or scratch paper, a dry-erase marker or pencil, and a basic calculator if allowed.
• Surveillance: The exam room is under constant video and in-person monitoring.

📝 Series 24 Exam Overview

• Total Questions: 150 scored + 10 unscored
• Time Limit: 3 hours and 45 minutes
• Passing Score: 70%
• Breaks: No scheduled breaks, but you may take short unscheduled ones (the timer keeps running)

📚 Content Areas

The exam tests your knowledge in five key functions:

1. Supervision of Registration of Broker-Dealer Personnel
2. Supervision of General Broker-Dealer Operations
3. Supervision of Regulatory Compliance
4. Supervision of Sales Practices and Associated Persons
5. Supervision of Trading and Market Making

Expect a balanced mix of conceptual questions, regulatory scenarios, and supervisory judgment calls.

💡 Test-Day Tips

• Dress comfortably and in layers (test rooms may be cold)
• Stay calm and manage your time—don’t rush, but don’t dwell too long on any one question
• Use the review screen to flag and return to questions if needed
• Trust your preparation!

🎯 After the Exam

• Immediate results: You’ll see a pass/fail notice on the screen once you submit the exam.
• Score report: You’ll receive a printed breakdown of performance by function area (even if you pass).

🎓 Step into your leadership role with confidence.
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