What to Expect on Series 65 Exam Day

🧠 What to Expect on Series 65 Exam Day

The Series 65 Exam—also known as the Uniform Investment Adviser Law Examination—is a critical step for anyone aiming to become a licensed investment adviser representative. Knowing what to expect on exam day can help reduce anxiety and improve your performance. Here’s a breakdown of what your test day will look like.

🕒 Arrival and Check-In

• Arrive Early: Plan to arrive at least 30 minutes before your scheduled exam time.
• Bring ID: You must present valid government-issued photo identification (like a driver’s license or passport).
• No Personal Items: Lockers are provided at the testing center for personal belongings like your phone, bag, and jacket. You won’t be allowed to bring anything into the exam room.

💻 Test Format

• Number of Questions: The exam contains 130 multiple-choice questions.
• Time Limit: You’ll have 180 minutes (3 hours) to complete the test.
• Passing Score: You must score at least 72% to pass (that’s 94 correct answers out of 130).
• Test Mode: The exam is computer-based and taken at a FINRA-approved testing center.

📚 What Topics Are Covered?

Expect questions across four primary sections:

1. Economic Factors and Business Information
2. Investment Vehicle Characteristics
3. Client Investment Recommendations and Strategies
4. Laws, Regulations, and Guidelines

Make sure you’re familiar with each section, as the weight of each topic varies.

🧾 During the Exam

• You’ll get scratch paper and a basic calculator from the test center.
• You can flag questions to review later.
• There are no scheduled breaks, but you may take unscheduled ones (note: the clock keeps running!).

📈 After the Exam

• You’ll receive an immediate pass/fail result on screen.
• If you pass, FINRA will record your results and licensing can proceed.
• If you fail, you’ll receive a score report showing performance by topic—this is helpful for retake preparation.

✅ Final Tips

• Sleep well the night before
• Eat a balanced meal before the exam
• Don’t cram on test day—trust your preparation!

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