What to Expect on Series 7 Exam Day

🟦 What to Expect on Series 7 Exam Day

The Series 7 exam—formally the General Securities Representative Qualification Exam—is a comprehensive test that allows candidates to sell a broad range of securities. On exam day, being prepared for the logistics and testing environment is just as important as mastering the material.

Here’s what to expect from the moment you arrive to the time you complete the exam.

🕗 Arrival and Check-In

• Arrival Time: Arrive at least 30 minutes early to complete check-in without stress.
• Bring Valid ID: You must present government-issued photo identification (like a driver’s license or passport) that exactly matches the name on your exam registration.
• Personal Belongings: All personal items (phones, smartwatches, bags, notes, food, etc.) must be stored in a provided locker before entering the exam room.

🛂 Security Procedures

Expect a strict security check that may include:

• Pocket checks and turning them inside out
• Metal detector wand scan
• Eyewear and clothing inspection
• Signature and photo capture
• Digital palm vein scan

🧑‍💻 The Testing Room

• Computer-Based Exam: The Series 7 is taken on a Prometric computer system.
• Supplies Provided: You’ll receive scratch paper or a whiteboard, a basic calculator (if allowed), and pencils or a marker.
• Surveillance: The room is monitored by cameras and staff at all times.

📝 Exam Structure

• Total Questions: 125 scored multiple-choice questions
• Time Limit: 225 minutes (3 hours and 45 minutes)
• Passing Score: 72%
• No scheduled breaks – but you may take unscheduled breaks (the clock will keep running)

📊 Exam Content Areas

1. Seeks Business for the Broker-Dealer (9%)
2. Evaluates Customer Needs and Objectives (14%)
3. Provides Information and Recommendations (73%)
4. Obtains and Confirms Orders (4%)

🧘 During the Exam

• Stay calm and pace yourself
• Flag questions you’re unsure about and return to them later
• Use the review screen to check your progress

🎉 After the Exam

• Immediate Results: You’ll receive a pass/fail notification right after submitting the exam.
• Score Report: A detailed performance breakdown is provided—even if you pass.

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