Who Can Take the SIE Exam?

🎓 Who Can Take the SIE Exam?

The Securities Industry Essentials (SIE) Exam is your first step into the world of finance and securities. Unlike other FINRA exams, the SIE is designed for newcomers—and the eligibility is open to almost everyone.

Here’s what you need to know:

✅ No Sponsorship Required

You do not need to be sponsored by a broker-dealer to take the SIE. This is a key difference compared to other FINRA exams like the Series 7 or Series 24.

This means:

• You can take the SIE before getting hired
• It’s ideal for college students, career changers, or anyone exploring a finance career

📅 Minimum Age and Education

To sit for the SIE exam, you must be:

• 18 years or older
• No degree or specific coursework required
• U.S. residency is not mandatory, but the test is offered in English only

🧑‍🎓 Ideal Candidates Include:

• Students studying business, economics, or finance
• Career changers looking to enter the securities industry
• Job seekers who want to stand out in interviews
• Military veterans preparing to transition into finance
• Interns at brokerage firms aiming to prove their initiative

📝 What Happens After You Pass?

Once you pass the SIE (you’ll need a score of 70% or higher), your results are valid for four years. To engage in securities business, you’ll still need to:

1. Get hired by a FINRA-member firm
2. Be sponsored to take a top-off exam (e.g., Series 6, 7, 79, etc.)

🚀 Why Take the SIE?

• Shows initiative to employers
• Gives you a competitive edge in finance roles
• Helps you decide if a career in securities is right for you
• Prepares you for more advanced licensing exams

📘 Ready to start your journey into the financial industry?
Take the first step with the SIE course at finra-exam-mastery.com. We offer clear lessons, realistic practice exams, and expert support to help you pass with confidence.

🎯 Pass the SIE. Launch your finance career.