Average Pass Rate for All FINRA Exams
- April 3, 2025
- Posted by: 'FINRA Exam Mastery'
- Category: Finance
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The average pass rates for FINRA exams vary depending on the specific exam. While FINRA does not publish pass rates for all exams, available data and estimates provide insight into the typical success rates for several key exams:
📊 FINRA Exam Pass Rates Overview
| Exam Name | Estimated Pass Rate | Notes |
|---|---|---|
| Securities Industry Essentials (SIE) | 74% | Based on data from 2019 among 58,264 first-time test takers. |
| Series 6 | 58% | Candidates must correctly answer 35 of 50 questions to pass. |
| Series 7 | 65%–70% | Pass rates have hovered in this range over recent years. |
| Series 79 | 87% | Reflects a higher success rate among investment banking candidates. |
| Series 86 | 74.9% | Candidates must correctly answer 63 of 85 questions to pass. |
| Series 87 | 89.6% | Candidates must correctly answer 37 of 50 questions to pass. |
| Series 99 | 71% | Candidates must correctly answer 34 of 50 questions to pass. |
| Series 65 | 65%–70% | Estimates based on industry data. |
| Series 66 | 65%–70% | Estimates based on industry data. |
🎯 Key Takeaways
- SIE Exam: With a pass rate of 74%, the SIE serves as an entry point into the securities industry.Knopman Marks+3blog.examfx.com+3Kaplan Financial+3
- Series 6 and 7 Exams: These exams have moderate pass rates, reflecting the need for thorough preparation.
- Series 79, 86, and 87 Exams: Higher pass rates suggest that candidates often have specialized backgrounds or receive targeted training.
- Series 65 and 66 Exams: Pass rates in the mid-60% range indicate the importance of comprehensive study plans.
📘 Conclusion
Understanding the pass rates for FINRA exams can help candidates gauge the level of preparation required. While some exams have higher success rates, others demand more intensive study. Utilizing reputable study materials and courses can significantly enhance the likelihood of passing these exams.