Best Dual License Combinations for Financial Careers

Best Dual License Combinations for Financial Careers
Pairing FINRA and Advisory Licenses for Maximum Career Flexibility

📘 Why Dual Licensing Matters
In today’s competitive financial services industry, holding two complementary licenses can unlock a broader range of roles, from wealth management and brokerage services to advisory and planning. Dual license combinations allow professionals to:

• Offer both transactional and advisory services
• Handle commissions and fees
• Serve a wider client base

💼 Top Dual License Combinations for Financial Professionals

✅ 1. Series 7 + Series 66

🔑 Best for: Full-service wealth managers and hybrid advisors

Series 7: Authorizes trading in stocks, options, mutual funds, and more
Series 66: Combines Series 63 + 65 → allows fee-based advisory work

✅ What You Can Do:

• Offer investment advice for a fee
• Execute trades for commissions
• Work at broker-dealers and RIAs

⚠️ Note: Must be sponsored by a FINRA-member firm for Series 7.

✅ 2. Series 6 + Series 65

🔑 Best for: Advisors focusing on mutual funds, variable annuities, and planning

Series 6: Limited to packaged products (e.g., mutual funds, annuities)
Series 65: Allows you to charge advisory fees as an Investment Adviser Representative (IAR)

✅ What You Can Do:

• Sell investment company products
• Provide financial planning and portfolio advice
• Ideal for insurance-based advisors looking to expand

✅ 3. Series 3 + Series 65

🔑 Best for: Professionals dealing with commodities, futures, and managed accounts

Series 3: Authorizes trading in futures and commodities
Series 65: Allows fee-based advisory services

✅ What You Can Do:

• Advise clients on commodity portfolios
• Manage accounts using alternative investments

✅ 4. Series 7 + Series 24

🔑 Best for: Advisors moving into supervision or branch management

Series 7: Broad securities license
Series 24: General securities principal license (required for supervising reps)

✅ What You Can Do:

• Supervise broker-dealer operations
• Manage compliance and firm procedures
• Combine sales experience with leadership roles

✅ 5. Series 65 + CFP® (Certified Financial Planner)

🔑 Best for: Fee-only fiduciary planners

Series 65: Enables advisory services
CFP®: Prestigious designation focused on holistic financial planning

✅ What You Can Do:

• Deliver comprehensive, fiduciary planning
• Work as an independent advisor or RIA
• Build trust with affluent and high-net-worth clients

🧠 How to Choose Your License Pair

🎓 Want to Pass Both Licenses Efficiently?
Visit 👉 https://options-america.com/
We offer step-by-step courses for Series 7, 65, 66, and more—plus study plans, test banks, and dual-license prep tracks for ambitious financial professionals.

📘 Double your licenses. Double your opportunity.

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