FINRA Exam Center Dress Code and Policies

🟦 FINRA Exam Center Dress Code and Policies

When preparing for a FINRA qualification exam at a Prometric test center, it’s essential to adhere to specific dress code guidelines and policies to ensure a smooth testing experience.

👔 Dress Code Guidelines

While FINRA does not enforce a strict dress code, candidates are encouraged to dress in a manner that is:

• Comfortable: Wear attire that allows you to sit for extended periods comfortably.
• Professional: Opt for business casual attire to reflect the professional nature of the financial industry.FINRA+1FINRA+1
• Appropriate: Avoid clothing with offensive graphics or language.

Note: There are no specific restrictions on clothing items such as hats or hooded sweatshirts. However, ensure that your attire does not obstruct the identity verification process or interfere with the exam.

🎒 Personal Items and Security Policies

To maintain the integrity of the testing environment, Prometric enforces strict policies regarding personal items:FINRA+1FINRA+1

• Prohibited Items: Electronic devices (phones, smartwatches), bags, notes, and study materials are not allowed in the testing room.
• Storage: All personal items must be stored in a designated locker before entering the test room.
• During the Exam: If you take an unscheduled break, you will not have access to your personal items, and you must undergo a security check upon return.FINRA

For a comprehensive list of prohibited items and detailed security policies, refer to the FINRA Rules of Conduct: FINRAFINRA+2FINRA+2FINRA+2

🕒 Arrival and Check-In Procedures

• Arrival Time: Plan to arrive at least 30 minutes before your scheduled exam time. Late arrivals may result in forfeiture of your exam fee and require rescheduling.FINRA+1Docsity+1
• Identification: Bring one valid, government-issued ID with a signature and photo (e.g., passport, driver’s license). The name on the ID must match the name under which your exam is scheduled.FINRA
• Security Checks: Expect to undergo a security screening, including fingerprinting and photo capture, before entering the test room.

📞 Contact Information

For any questions or concerns regarding dress code, personal items, or other policies, contact the FINRA Support Center:

• Phone: (240) 386-4040
• Email: webcrd@finra.org

By following these guidelines and policies, you can help ensure a smooth and successful testing experience at your FINRA exam center.