How Many Questions Are on the Series 6 Exam?
- April 1, 2025
- Posted by: 'FINRA Exam Mastery'
- Category: Finance
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The Series 6 exam, officially known as the Investment Company and Variable Contracts Products Representative Qualification Examination, is administered by FINRA and consists of 50 multiple-choice questions. Additionally, there are 5 unscored pretest questions included, making a total of 55 questions on the exam. These pretest questions are randomly distributed and do not contribute to your score. Investopedia+11Investopedia+11Medium+11FINRA
📊 Exam Breakdown
The 50 scored questions are distributed across four major job functions:Investopedia+4FINRA+4Wikipedia+4
- Seeks Business for the Broker-Dealer from Customers and Potential Customers
- 12 questions (24% of the exam)
- Opens Accounts After Obtaining and Evaluating Customers’ Financial Profile and Investment Objectives
- 8 questions (16%)
- Provides Customers with Information About Investments, Makes Recommendations, Transfers Assets, and Maintains Appropriate Records
- 25 questions (50%)
- Obtains and Verifies Customers’ Purchase and Sales Instructions; Processes, Completes, and Confirms Transactions
- 5 questions (10%)
- 5 questions (10%)
⏱️ Exam Details
- Duration: 1 hour and 30 minutes
- Passing Score: 70% (correctly answering at least 35 of the 50 scored questions)
- Format: Multiple-choice with four answer choices per question
- Cost: $75
- Corequisite: Securities Industry Essentials (SIE) exam Kaplan FinancialInvestopedia+1securitiesce.com+1
🧠 Study Tips
- Focus Areas: Emphasize understanding mutual funds, variable annuities, municipal fund securities, and insurance products.
- Practice Questions: Regularly take practice exams to familiarize yourself with the question format and time constraints.
- Time Management: With approximately 1.8 minutes per question, practice pacing yourself to ensure you can complete the exam within the allotted time.