Series 6 FAQ Document Released by FINRA
- April 1, 2025
- Posted by: 'FINRA Exam Mastery'
- Category: Finance
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As of now, FINRA has not released a standalone FAQ document specifically for the Series 6 exam. However, comprehensive information about the Series 6 license and exam can be found on FINRA’s official website and other reputable sources.
Key Details About the Series 6 License:
- Purpose: The Series 6 license permits individuals to sell specific securities products, including mutual funds, variable annuities, unit investment trusts (UITs), and municipal fund securities. Investopedia+1Wikipedia+1
- Limitations: Holders of the Series 6 license are not authorized to sell stocks, bonds, exchange-traded funds (ETFs), or options. Investopedia
- Exam Requirements: Candidates must pass both the Securities Industry Essentials (SIE) exam and the Series 6 exam. The Series 6 exam consists of 50 multiple-choice questions, with a time limit of 90 minutes. A passing score is 70%. Investopedia+1Wikipedia+1Wikipedia
- Cost: The Series 6 exam fee is $75. Investopedia
- Sponsorship: To take the Series 6 exam, candidates must be sponsored by a FINRA-member firm or a self-regulatory organization (SRO). Investopedia+1Wikipedia+1
- Continuing Education: License holders are required to fulfill continuing education requirements annually to maintain their registration. Failure to do so may result in the license becoming inactive. Investopedia