Series 63 Day-of-Exam Tips You Should Know

🧾 Series 63 Day-of-Exam Tips You Should Know
📘 Practical Advice for Exam Day to Boost Your Confidence and Performance

The Series 63 exam, also known as the Uniform Securities Agent State Law Exam, may be shorter than other FINRA/NASAA exams, but it’s no less important. It’s designed to test your knowledge of state securities regulations, registration procedures, and antifraud provisions.

Whether you’re feeling prepared or nervous, these day-of-exam tips will help you stay calm, focused, and ready to pass.

🕐 1. Time Management Is Crucial

• Exam duration: 75 minutes
• Total questions: 60 (scored)
• Passing score: 43 correct (70%)

✅ Tip: You have 75 seconds per question. Don’t rush, but don’t dwell too long either. If you’re stuck, mark and move on.

📄 2. Bring Proper Identification

You’ll need:

• A valid, government-issued photo ID (passport, driver’s license)
• Your exam confirmation email or code

✅ Tip: Double-check the ID matches the name you used for registration exactly.

🔕 3. Understand the Testing Environment

Whether you’re testing in person or remotely:

• No personal items allowed (phones, watches, bags)
• You’ll be provided with scratch paper or a digital whiteboard
• No bathroom breaks pause the timer—plan accordingly!

✅ Tip: Arrive at least 30 minutes early if in-person. Log in 15–20 minutes early if online.

🧠 4. Master the High-Yield Topics

The Series 63 is heavily rules-based. Focus on:

• Registration requirements (agents, BDs, IAs, IARs)
• Exempt securities vs. exempt transactions
• Fiduciary duties
• Antifraud rules
• Administrative actions and penalties

✅ Tip: If two answer choices seem right, choose the one that protects the investor the most.

💡 5. Avoid Common Pitfalls

• Don’t assume federal rules override state law — Series 63 is state-focused
• Don’t overlook ethics questions — they’re often subtle but testable
• Watch for extreme words in answer choices: “Always,” “Never,” “Guaranteed” are usually wrong

🧘 6. Stay Mentally Sharp

• Sleep well the night before
• Eat a balanced meal before the test
• Bring water and stay hydrated

✅ Tip: If your heart is racing, take a 30-second pause with deep breaths. Center your focus.

🧾 7. What to Expect After the Exam

• Your unofficial score appears immediately after submitting
• If you pass, you’ll receive a printed confirmation or digital result
• If not, you must wait 30 days before retaking

🎓 Final Reminder
Series 63 is short but rules-heavy. Trust your study, read every question carefully, and stay calm under pressure.

For last-minute flashcards, simulations, and checklists:
👉 https://finra-exam-mastery.com

Go in prepared, stay focused—and pass with confidence!