Understanding FINRA Exam Retake Rules
- April 1, 2025
- Posted by: 'FINRA Exam Mastery'
- Category: Finance
📝 Understanding FINRA Exam Retake Rules
📍 Posted on https://finra-exam-mastery.com
Whether you’re taking the SIE, Series 6, Series 7, Series 63, Series 65, or any other FINRA qualification exam, it’s important to understand the retake rules in case things don’t go as planned on your first attempt. Here’s what you need to know.
⏳ Retake Waiting Periods
If you fail a FINRA exam, there are mandatory waiting periods before you’re allowed to retest:
- After the 1st and 2nd failure → You must wait 30 calendar days before retaking the exam.
- After the 3rd failure and beyond → You must wait 180 calendar days before the next attempt.
These waiting periods apply per exam, not across different exams.
💰 Retake Fees
- You’ll need to pay the full exam fee again for each new attempt.
- There are no discounts or waivers for retakes, so plan your prep carefully.
🔁 Re-Enrollment Process
To retake an exam, you must:
- Re-enroll through your firm or the appropriate registration system.
- Receive a new 120-day window to schedule your exam.
- Select a test center or online testing option and pay the retake fee.
📌 Important Notes
- There is no lifetime limit to the number of attempts—you can keep trying as long as you observe the required wait periods.
- Failing an exam does not impact your eligibility to continue working in a non-registered role.
- However, some firms may limit the number of attempts allowed internally, so check with your employer.
🧠 Smart Steps After Failing
- Review your diagnostic report to identify weak areas.
- Update your study plan with better resources and more focused review.
- Aim for consistent 80%+ scores on practice exams before your next attempt.
🎓 Ready to Try Again—with Confidence?
Our complete FINRA exam courses are designed to help you pass the first time—or come back stronger on your retake:
✅ Full-topic video lessons
✅ Realistic practice exams
✅ Lifetime access and updates
✅ Step-by-step study plans
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📘 Finra Exam Mastery – Supporting you from first try to final success.