What Can You Do with a Series 6 License?
- April 1, 2025
- Posted by: 'FINRA Exam Mastery'
- Category: Finance
📈 What Can You Do with a Series 6 License?
Unlock Your Career in Investment Sales and Insurance Products
The Series 6 license, officially known as the Investment Company and Variable Contracts Products Representative Qualification, is your ticket into the world of securities sales—specifically in the investment and insurance industries. Here’s exactly what it qualifies you to do:
✅ What You CAN Do with a Series 6 License
With a Series 6, you are authorized to sell and advise on specific types of securities, including:
- Mutual Funds
- Variable Annuities
- Variable Life Insurance Products
- Unit Investment Trusts (UITs)
- Municipal Fund Securities (such as 529 plans)
This license is ideal for professionals working in insurance companies, financial advisory firms, or broker-dealers that specialize in packaged investment products.
🚫 What You CANNOT Do with a Series 6 License
You are not permitted to sell:
- Individual stocks or bonds
- Options or futures contracts
- Exchange-Traded Funds (ETFs) that are not part of a mutual fund
- Direct participation programs (DPPs)
To handle those, you’d need the Series 7 license instead.
👥 Who Typically Gets a Series 6 License?
- Insurance agents adding securities to their services
- Financial advisors focused on long-term investment products
- Retirement plan specialists offering annuity-based solutions
- Bank-based investment reps managing retirement or education accounts
📋 Requirements to Get Licensed
- Pass the Securities Industry Essentials (SIE) exam
- Pass the Series 6 exam (50 scored questions, 70% to pass)
- Be associated with a FINRA-member firm to activate your registration
🎓 Boost Your Career Potential
The Series 6 license is a powerful first step into the financial industry. It enables you to serve clients with some of the most popular and accessible investment products on the market today.
At finra-exam-mastery.com, we offer complete training programs to help you pass the Series 6 exam and start building your career with confidence.
Get licensed, get growing. Your journey in financial services starts here.