What to Say to Employers After Failing a FINRA Exam

💬 What to Say to Employers After Failing a FINRA Exam

Failing a FINRA exam—like the Series 7, 65, or 24—can be disappointing, but it’s not the end of your professional journey. How you communicate with your employer afterward says a lot about your professionalism, resilience, and commitment to improvement.

Here’s how to frame your message with confidence and responsibility:

✅ 1. Be Honest and Take Ownership

🗣️ “I took the [Series ___] exam and unfortunately didn’t pass this time. I understand where I fell short and I’m already working on a plan to retake it and improve.”

Employers appreciate integrity. Avoid excuses—focus on accountability.

📚 2. Show That You’ve Learned from the Experience

🗣️ “The exam gave me a clear understanding of which areas I need to strengthen. I’ve reviewed my results, and I’m now focusing on those specific topics with new study strategies.”

This shows maturity, self-awareness, and dedication.

📅 3. Communicate Your Next Steps

🗣️ “I’m rescheduling the exam for [target date] and adjusting my study plan to include more full-length practice exams and time management drills.”

Demonstrating a concrete plan helps your employer trust that you’re back on track.

💪 4. Reaffirm Your Commitment

🗣️ “I’m fully committed to passing this exam and continuing to grow in my role. I appreciate the opportunity to keep moving forward and contributing to the team.”

This reaffirms your professionalism and long-term goals.

✨ Example Message to Your Manager

Hi [Manager’s Name],

I wanted to share that I sat for the Series [exam name] and didn’t pass this attempt. While I’m disappointed, I’ve identified the areas I need to improve and have already started working on a revised study plan.

I’m targeting a retake in the next few weeks and am confident that this time I’ll be much better prepared. I’m fully committed to passing and appreciate your continued support as I work through this process.

Best regards,
[Your Name]

🧭 Final Tip

Failing an exam doesn’t define your career—how you respond does. Stay professional, proactive, and forward-focused.

🔗 For help with retaking your exam, explore personalized study plans and exam prep tools at
👉 https://finra-exam-mastery.com/
We’re here to help you pass with confidence.