📝 Who Needs the Series 63 License and Why? The Series 63 license, officially known as the Uniform Securities Agent State Law Examination, is a mandatory credential for securities professionals who want to sell securities within a U.S. state. While other FINRA exams like Series 7 or Series 6 test your knowledge of financial products, […]

🧾 Who Needs the Series 6 License?💼 A Must-Have for Financial Professionals Selling Investment Company Products The Series 6 license, also known as the Investment Company and Variable Contracts Products Representative Exam, is a FINRA-administered license designed for individuals who want to sell specific investment products. It’s often the first licensing step for professionals entering […]

🟦 Who Needs the Series 24 License and Why? The Series 24 license, officially known as the General Securities Principal Qualification Examination, is a crucial credential for professionals who wish to supervise or manage other registered representatives in the securities industry. It’s not just a license—it’s a gateway to leadership in the world of brokerage […]

🎓 Who Can Take the SIE Exam? The Securities Industry Essentials (SIE) Exam is your first step into the world of finance and securities. Unlike other FINRA exams, the SIE is designed for newcomers—and the eligibility is open to almost everyone. Here’s what you need to know: ✅ No Sponsorship Required You do not need […]

🎯 Which Series 6 Course Has the Best Pass Rates? Passing the Series 6 exam requires smart preparation—and the right course can make all the difference. While exact pass rates aren’t always publicly disclosed, several top-rated providers stand out for their proven results and student satisfaction. 🏆 Top Series 6 Prep Courses in 2025 📘 […]

🟦 Which Licenses You Need to Become a Financial Advisor Becoming a financial advisor involves more than just market knowledge—it requires proper licensing and registration to legally advise clients and manage their investments. The licenses you need depend on the services you plan to offer and the types of products you’ll be selling. 📋 Core […]

🧠 Which Is Harder: Series 7 or Series 65?📊 A Comparison of Two Major Licensing Exams in the Financial Industry If you’re pursuing a career in financial services, you might be wondering whether the Series 7 or the Series 65 exam is harder. While both are challenging and essential for different career paths, they test […]

💼 Which Is Better for Financial Sales: Series 6 or Series 7? When building a career in financial services, one of the first questions aspiring professionals ask is:Should I take the Series 6 or Series 7 license exam? Both licenses allow you to work in financial sales, but they serve different roles, cover different products, […]

🏢 Which FINRA Exams Require Sponsorship? If you’re planning to work in the securities industry, it’s important to understand which FINRA exams require firm sponsorship and which do not. Sponsorship means you must be associated with a FINRA-member firm or self-regulatory organization (SRO) before you’re allowed to take the exam. ✅ FINRA Exams That Require […]

📍 Which Exams Are Required by State? Series 63 vs. 66 Explained If you’re planning to become a licensed securities professional in the U.S., understanding the difference between the Series 63 and Series 66 is essential—especially since state-level registration requirements vary. Both exams are administered by NASAA (North American Securities Administrators Association) and are required […]