📘 What’s Included in the Series 7 Exam? The Series 7 Exam—officially known as the General Securities Representative Qualification Exam—is one of the most comprehensive and widely recognized FINRA licensing exams. It qualifies individuals to trade a broad range of securities and is essential for those pursuing a career as a registered representative in the […]
💡 What You Learn from Failing a FINRA Exam Failing a FINRA exam like the Series 6, Series 7, or Series 65 can feel frustrating — especially after weeks of studying. But for many successful financial professionals, failure was part of their journey. In fact, what you learn from failing can become the foundation for […]
🧾 What You Can Do with a Series 66 in 2025💼 Your Gateway to Dual Registration in the Financial Industry In 2025, the Series 66 license remains a powerful qualification that allows financial professionals to offer both investment advice and execute securities transactions, provided it’s paired with a Series 7 license. It’s designed for those […]
💼 What You Can Do with a Series 6 License The Series 6 license, officially known as the Investment Company and Variable Contracts Products Representative Exam, allows you to sell a specific set of financial products—primarily packaged investment products. It’s often chosen by professionals who work in insurance, mutual funds, and retirement planning. 🛠️ What […]
🟦 What Topics Are on the Series 66 Exam? The Series 66 exam, also known as the Uniform Combined State Law Exam, is designed to qualify individuals as both securities agents and investment adviser representatives (IARs). It’s typically taken in combination with the Series 7 to meet state registration requirements for fee-based advisory roles. The […]
📘 What Topics Are on the Series 65 Exam? The Series 65 Exam—also called the Uniform Investment Adviser Law Examination—tests the knowledge needed to act as an Investment Adviser Representative (IAR). It includes a wide range of topics that assess your ability to provide investment advice, analyze portfolios, and comply with regulations. 🧠 Exam Structure […]
📘 What Topics Are Covered on the SIE Exam? The Securities Industry Essentials (SIE) Exam is the first step toward becoming a licensed financial professional. It tests your foundational knowledge of the securities industry, and passing it is required before taking more specialized FINRA exams like the Series 6, 7, or 65. Let’s explore exactly […]
📘 What Topics Are Covered on the Series 7 Exam? The Series 7 exam, also known as the General Securities Representative Exam, is one of the most comprehensive FINRA licensing exams. It qualifies you to buy, sell, and solicit nearly all types of securities—making it a must-have for anyone pursuing a full-service investment career. Here’s […]
🧾 What Topics Are Covered on the Series 63 Exam?📘 Mastering the Essentials of State Securities Regulation The Series 63 exam, officially known as the Uniform Securities Agent State Law Exam, is designed to qualify individuals to solicit the sale of securities within a state. It’s focused on state laws, rules, and ethical practices, and […]
🟦 What Topics Are Covered on the Series 6 Exam? The Series 6 license, also called the Investment Company and Variable Contracts Products Representative Exam, is ideal for professionals who want to sell mutual funds, variable annuities, and insurance products. It’s often taken by those starting in the financial services industry in a limited-scope sales […]