🧾 Series 65 for Aspiring Portfolio Managers📘 How the Series 65 Exam Aligns with a Career in Portfolio Management If you’re an aspiring portfolio manager, the Series 65 exam could be a key credential on your path to managing client assets and building investment strategies. While it isn’t the only qualification in the field, it’s […]
Series 65 and RIA Registration ExplainedPublished on finra-exam-mastery.com 💼 What Is the Series 65 License?The Series 65 license—officially known as the Uniform Investment Adviser Law Examination—is required for individuals who wish to act as Investment Adviser Representatives (IARs). It allows you to legally provide investment advice for a fee, manage portfolios, and operate under a […]
🏛️ Series 65 and NASAA – What You Should Know The Series 65 Exam, formally known as the Uniform Investment Adviser Law Examination, is directly developed and maintained by NASAA—the North American Securities Administrators Association. To pass the exam and become an Investment Adviser Representative (IAR), it’s important to understand NASAA’s role and how it […]
🔄 Series 65 and 66 Crossover Question Pack If you’re preparing for both the Series 65 and Series 66 exams, you’ve likely noticed significant overlap in content — especially around topics like investment recommendations, ethics, and state regulations. Our Crossover Question Pack is designed specifically to help you master the shared material efficiently, so you […]
📈 Series 65 – Tracking Your Practice Scores How to Measure Progress and Build Exam-Day Confidence Consistent practice is essential for success on the Series 65 exam—but tracking your scores strategically is what separates top performers from frustrated retakers. Monitoring your progress over time helps you identify weak areas, build momentum, and know exactly when […]
🧪 Series 65 – Do Practice Exams Reflect the Real Test? If you’re preparing for the Series 65 exam, you’ve probably taken a few practice exams already — but how close are they to the actual test? Understanding the similarities (and the differences) can help you build a smarter study plan and manage expectations on […]
⚠️ Series 65 – Common Mistakes to Fix Before Retaking Didn’t pass the Series 65 on your first try? You’re not alone—and the good news is that most candidates pass on their second attempt once they adjust their approach. The key is to recognize what went wrong and fix it before you step into the […]
⏱️ Series 63: How Long It Takes Most to Pass The Series 63 exam is often seen as a “quick license,” but that perception can be misleading. While it’s shorter than other FINRA/NASAA exams, the rules-heavy content and regulatory focus require disciplined preparation. So how long does it really take most candidates to pass the […]
🔍 Series 63 vs Series 66: Which One Should You Take? If you’re planning to enter the financial services industry and work with clients across multiple states, understanding the difference between Series 63 and Series 66 is essential. Both licenses deal with state securities laws, but they apply to different roles and career paths. The […]
🧾 Series 63 vs Series 66: What’s the Difference?📘 Choosing the Right State Law Exam for Your Career If you’re entering the securities industry, you’ll likely need to pass either the Series 63 or the Series 66—but not both. These exams focus on state securities laws, but they differ in scope, prerequisites, and career function. […]