🏛️ Nonmarketable Government Securities – Series 7 Exam The Series 7 exam tests not only your knowledge of stocks, bonds, and mutual funds, but also your understanding of government-issued securities — including those that are nonmarketable. These special types of securities are critical for Series 7 candidates to know because they function differently from typical […]
🌐 Nonequity Options (Index, Interest Rate, Currency) – Series 7 Exam Understanding nonequity options is essential for success on the Series 7 – General Securities Representative Exam. Unlike traditional equity options that involve individual stocks, nonequity options are based on indexes, interest rates, or currencies — and they behave differently in terms of exercise, settlement, […]
As of April 2025, the Series 7 exam—the General Securities Representative Qualification Examination—has not undergone significant structural changes. However, FINRA continuously updates the exam content to reflect current regulations, industry trends, and emerging risks. Here’s what you need to know:FINRA+2FINRA+2finalis.com+2 🔄 Ongoing Content Updates FINRA regularly reviews and updates the Series 7 exam to ensure […]
As of April 2025, the eligibility requirements for the Series 66 exam remain consistent with previous standards. Here’s a comprehensive overview to guide your preparation: ✅ Series 66 Exam Eligibility Requirements (2025) The Series 66, officially known as the Uniform Combined State Law Examination, is administered by the Financial Industry Regulatory Authority (FINRA) on behalf […]
🆕 New Question Types Piloted in Series 66 Exam The Series 66 exam is evolving. NASAA, the organization that designs the test, has started piloting new question formats to better assess candidates’ understanding of investment laws, ethics, and advisory strategies. If you’re preparing for the exam, it’s important to know what these new formats look […]
As of April 2025, there have been no recent announcements regarding changes to the passing score for the Series 6 exam. The Financial Industry Regulatory Authority (FINRA) maintains the passing score at 70%, requiring candidates to answer at least 35 out of 50 scored questions correctly. This standard has been in place since the exam’s […]
🧾 New Ethics Questions Added to Series 63 Exam📘 What Candidates Need to Know About the Latest Changes The Series 63 exam—officially known as the Uniform Securities Agent State Law Exam—has always placed a strong emphasis on ethics, fair practice, and investor protection. Recently, new ethics-focused questions have been added to the exam, making it […]
🧾 New Accounts and Documentation – Series 7 Exam📘 Key Rules You Must Know About Opening Client Accounts Opening new accounts correctly is a major part of the Series 7 exam. Knowing what information is required, what documentation must be obtained, and when updates are needed is crucial both for compliance and for passing the […]
🧾 NASAA and the Series 63, 65, and 66 Exams📘 How NASAA Shapes the Exams for Securities and Investment Professionals If you’re preparing for the Series 63, Series 65, or Series 66 exams, you’ll see frequent references to NASAA — the North American Securities Administrators Association. Understanding NASAA’s role is key to understanding what these […]
🧾 My Journey Through the SIE Exam – Step by Step📘 An Honest Walkthrough of How I Studied, Struggled, and Passed the Securities Industry Essentials Exam The SIE exam (Securities Industry Essentials) is the first major step for anyone entering the financial services world. It’s broad, detailed, and at times overwhelming. Here’s a step-by-step account […]