🎯 Is the Series 24 Exam Difficult? The Series 24 Exam—officially called the General Securities Principal Qualification Examination—is widely regarded as one of the more challenging FINRA exams. Its difficulty lies not in tricky math or obscure facts, but in the depth and breadth of supervisory knowledge it demands. Candidates are expected to demonstrate mastery […]
📝 Is Sponsorship Required for the SIE Exam? If you’re thinking about starting a career in the financial services industry, the Securities Industry Essentials (SIE) Exam is your entry point. One of the most common questions new candidates have is: “Do I need to be sponsored by a firm to take the SIE exam?” Here’s […]
Yes, sponsorship is required to take the Series 7 exam. You must be sponsored by a FINRA-member firm or a self-regulatory organization (SRO) to be eligible. This means you need to be employed by or affiliated with a broker-dealer that will submit your registration through Form U4 and open your exam window. YouTube+4Brainscape+4The Enterprise World+4Achievable […]
🟨 Is Sponsorship Required for the Series 66 Exam?Here’s what you need to know before registering. Unlike many FINRA-administered exams, the Series 66—also known as the Uniform Combined State Law Exam—has unique sponsorship rules that make it more accessible to some candidates and more restrictive for others. ✅ Short Answer: No, firm sponsorship is not […]
🟦 Is Sponsorship Required for the Series 65 Exam? No, sponsorship is not required to take the Series 65 exam. Unlike many other securities exams administered by FINRA, the Series 65 exam—formally known as the Uniform Investment Adviser Law Examination—can be taken by individuals without being affiliated with a sponsoring firm. This makes it accessible […]
📝 Is Sponsorship Required for the Series 63 Exam?Here’s What You Need to Know Before You Register Unlike many other FINRA exams, the Series 63 Exam does not require sponsorship from a broker-dealer or FINRA-member firm. This makes it one of the more flexible exams for those beginning their journey into securities licensing. ✅ No […]
Yes, sponsorship is required to take the Series 6 exam. To be eligible, you must be associated with and sponsored by a FINRA member firm or another applicable self-regulatory organization (SRO) member firm. This sponsorship involves the firm submitting a Form U4 (Uniform Application for Securities Industry Registration or Transfer) on your behalf. Investopedia+6FINRA+6Investopedia+6Investopedia+3Kaplan Financial+3Insurance […]
✅ Is Sponsorship Required for the Series 24 Exam? Yes, sponsorship is required to take the Series 24 – General Securities Principal Exam. You must be associated with and sponsored by a FINRA member firm or another applicable self-regulatory organization (SRO). This sponsorship involves the firm filing a Form U4 (Uniform Application for Securities Industry […]
📘 Is Series 63 Required if You Have Series 66? No, if you have the Series 66 license, you do not need to take the Series 63 exam. Here’s why: Why Series 66 Covers Series 63: The Series 66 exam is a combination of Series 63 (Uniform Securities Agent State Law Exam) and Series 65 […]
💼 Is Series 63 Required for Financial Advisor Jobs? If you’re pursuing a career as a financial advisor, understanding which licenses are required is essential. One of the most frequently asked questions is whether the Series 63 license is mandatory. The answer depends on where you work, what services you provide, and the products you […]