🧾 Is Series 63 Enough to Work in Securities? The Series 63 license — officially the Uniform Securities Agent State Law Exam — is necessary, but not sufficient on its own to work in most securities roles. It is a state-level license that focuses on ethical practices and state securities regulations, but it does not […]
Is It Common to Fail a FINRA Exam the First Time?Understanding the Reality Behind First-Time Failures – And How to Bounce BackPublished on https://finra-exam-mastery.com 📊 Yes — Failing a FINRA Exam the First Time Is More Common Than You Think Many candidates are surprised to learn that first-time failures are not unusual when it comes […]
🍎 Is Food Allowed During the Exam? No, food is not allowed in the testing room during FINRA exams, including the Series 6, 7, 63, 65, 66, and 24 exams. These exams are administered under strict testing protocols at Prometric testing centers, and the rules are designed to ensure fairness, security, and minimal distraction. 🚫 […]
💼 IRAs (Traditional, Roth, SEP) – Series 7 Exam What You Need to Know About Individual Retirement Accounts The Series 7 exam tests your understanding of different types of Individual Retirement Accounts (IRAs)—how they function, how they’re taxed, and which investors benefit from each. Here’s a breakdown of Traditional, Roth, and SEP IRAs, tailored for […]
🕵️ Insider Trading, SOX, and Regulation NMS – Series 7 Exam Essentials The Series 7 exam evaluates a candidate’s understanding of securities regulations, trading rules, and ethical standards. Three key areas tested are Insider Trading, the Sarbanes-Oxley Act (SOX), and Regulation NMS (National Market System). These rules are critical to maintaining market integrity, preventing abuse, […]
Industry Feedback Leads to Series 65 Format RevisionPublished on finra-exam-mastery.com 🔄 NASAA Updates Series 65 Exam Based on Industry FeedbackIn response to evolving industry practices and feedback from professionals, the North American Securities Administrators Association (NASAA) implemented significant revisions to the Series 65 exam on June 12, 2023. These updates aim to ensure that the […]
⏱️ Impact of Study Time on Series 65 Scores The Series 65 exam — required for individuals who wish to become Investment Adviser Representatives (IARs) — is a comprehensive test of regulatory knowledge, portfolio management, and economic analysis. One of the most frequently asked questions by candidates is:“How much does study time really affect your […]
📚 How Your Study Method Affects Pass Probability – FINRA Exams Your study method is one of the strongest predictors of whether you’ll pass your FINRA exam—whether it’s the Series 6, 7, 24, 63, 65, or 66. While most candidates focus on hours studied, what really matters is how you study, not just how long. […]
⏱️ How to Use Timed Quizzes for Exam ReadinessBoost Your Performance and Confidence Before Test Day Timed quizzes are one of the most powerful tools in your exam preparation toolkit. Whether you’re studying for the Series 7, Series 63, or SIE exam, incorporating timed practice tests can dramatically improve both your accuracy and speed—two things […]
How to Use Practice Tests to Improve SIE Scores Practice tests are one of the most powerful tools for increasing your SIE (Securities Industry Essentials) exam score—but only if you use them correctly. Taking random quizzes isn’t enough. You need a strategy that transforms practice questions into mastery of the content. Here’s how to use […]