📜 Can I Use Notes or Study Materials During the FINRA Exam? No, you are not allowed to use notes or study materials during FINRA qualification exams. All FINRA exams, including the Series 7, Series 63, and others, are closed-book exams. Here’s what you need to know about the rules regarding materials during the exam: […]
🔢 Can I Use a Calculator on the Series 7 Exam? What’s Allowed and What to Expect on Test Day The Series 7 exam—the General Securities Representative Qualification Exam—includes math-based questions covering bond yields, option premiums, margin requirements, and other calculations. Naturally, many candidates ask: Can I bring a calculator? Here’s the clear answer. ✅ […]
Can I Take the Series 7 Without a Sponsor? No, you cannot take the Series 7 exam without a sponsor.The Series 7—officially known as the General Securities Representative Exam—requires sponsorship from a FINRA-member firm or a self-regulatory organization (SRO). 🏢 What Does Sponsorship Mean? To sit for the Series 7, a broker-dealer or firm must: […]
Can I Take the Series 6 Without a Finance Degree? ✔️ Yes, you can take the Series 6 exam without a finance degree!The Series 6 exam is open to anyone who meets the eligibility requirements, and a formal finance degree is not a prerequisite. 🔑 Requirements to Take the Series 6 Exam: 📚 What You […]
📝 Can I Take More Than One FINRA Exam at a Time? Yes—you can register for and schedule multiple FINRA exams simultaneously, but there are important details to consider regarding logistics, study strategy, and regulatory requirements. 🔄 What Does “At a Time” Mean? 📋 Key Points to Know Factor Rule Sponsorship Your firm must register […]
Can I Take FINRA Exams from Home? With the increasing need for flexibility in professional certification, FINRA has adapted to the changing landscape by offering remote testing options for some of its exams. If you’re considering taking a FINRA exam but are wondering whether it’s possible to take the test from home, here’s what you […]
Can I Switch from Series 6 to Series 7? If you’re a licensed Series 6 holder, you may be wondering if you can switch to the Series 7 license to expand your role in the securities industry. The answer is yes, but the process requires you to pass the Series 7 exam, as the two […]
🟦 Can I Reschedule My FINRA Exam? Yes, you can reschedule your FINRA qualification exam, but it’s important to be aware of the policies and potential fees associated with rescheduling. 🔄 Rescheduling Policy 📞 How to Reschedule ⚠️ Important Notes
Can High School Students Take the SIE Exam? The Securities Industry Essentials (SIE) Exam is an entry-level exam that tests basic knowledge of the securities industry, including types of products, market structure, regulatory agencies, and prohibited practices. It is the first step for anyone considering a career in financial services. Is the SIE Available to […]
Can College Students Take the Series 63 Exam? Yes, college students can take the Series 63 exam, provided certain requirements are met. However, unlike the Securities Industry Essentials (SIE) exam—which has no sponsorship requirement—the Series 63 exam has specific eligibility conditions that students must understand clearly. Here’s what college students need to know: 📌 Sponsorship […]