🧾 Series 6 and 63 vs Series 66: Which Path Is Better?📘 Choosing the Right Licensing Route for Your Financial Career If you’re entering the financial services industry, you may be deciding between two common licensing combinations: Series 6 + Series 63 vs. Series 66 (alongside Series 7). Each path serves different career goals, product […]
🎓 Series 6 and 63: Do You Need Both? If you’re planning a career in financial services—especially selling mutual funds, variable annuities, and other packaged products—you may be wondering whether passing both the Series 6 and Series 63 exams is necessary. In most cases, yes—you need both to legally sell securities and operate in multiple […]
🆚 Series 24 vs Series 26: Which One Should You Take? If you’re planning to take on a supervisory role in the financial industry, choosing between the Series 24 and Series 26 exams is a key career decision. While both are supervisory-level licenses, they serve very different functions and are designed for different professional tracks. […]
🏛️ Series 24 vs Series 7: What’s the Difference? If you’re working in the financial services industry, you’ve likely heard of both the Series 7 and Series 24 exams. While both are FINRA licenses, they serve very different purposes. Understanding the distinction is crucial whether you’re launching a career as a registered representative or moving […]
🧑💼 Series 24 vs Series 9/10: Principal-Level Exams Compared If you’re advancing into a supervisory or principal role in a FINRA-member firm, you’ll need the appropriate license. Two of the most common principal-level paths are the Series 24 (General Securities Principal) and the Series 9/10 (General Securities Sales Supervisor). While both qualify you to supervise, […]
🆚 Series 26 vs Series 24: Which Supervisory Exam to Take? If you’re advancing your career in financial services and looking to take on a supervisory role, choosing between the Series 26 and Series 24 can significantly impact your licensing path. While both exams qualify individuals for supervisory positions, they apply to different business models […]
🔄 Series 6 – Resetting Your Study Routine How to Regain Focus, Energy, and Results Before Exam Day Stuck in a study rut? If your Series 6 prep feels unproductive, repetitive, or overwhelming, it’s time to reset your approach. A strategic reboot can restore your focus, improve retention, and boost your confidence. Here’s how to […]
📚 Series 24 Vocabulary You Must Know The Series 24 exam, also called the General Securities Principal Qualification Exam, requires a strong grasp of supervisory concepts and compliance terminology. To pass, you must be fluent in FINRA rules, registration procedures, disciplinary actions, and operational responsibilities. Below is a list of must-know vocabulary terms you’re likely […]
🧾 Series 24 vs Series 26: Compliance and Supervision📘 Which Supervisory License Is Right for Your Financial Services Career? If you’re pursuing a leadership role in a broker-dealer, understanding the difference between the Series 24 and Series 26 licenses is crucial. Both are FINRA supervisory exams, but they prepare you for very different responsibilities in […]
🧾 Series 24 Supervision Guidelines Chart📘 Essential Oversight Responsibilities for Registered Principals The Series 24 exam qualifies individuals to supervise broker-dealer personnel and activities. To pass the exam and perform the role effectively, you must understand who supervises what, reporting lines, and recordkeeping requirements. Below is a streamlined Supervision Guidelines Chart to help you remember […]